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Northern Trust iBoxx 3-Year Target Duration TIPS ETF

Name Holding Trade Value Shares
Change
Change in
Stake
APW
76
Atlantic Private Wealth
North Carolina
$46.3K +$46.1K +1,950 New
Northwestern Mutual Wealth Management
77
Northwestern Mutual Wealth Management
Wisconsin
$44.3K +$44.1K +1,866 New
Brown Brothers Harriman & Co
78
Brown Brothers Harriman & Co
New York
$30.3K – – –
MA
79
Marquette Associates
Illinois
$27.3K -$3.21K -136 -11%
Principal Securities
80
Principal Securities
Iowa
$23.8K – – –
USB
81
Union Savings Bank
Connecticut
$18.6K -$1.08M -45,597 -98%
VCM
82
Versant Capital Management
Arizona
$13.9K – – –
CB
83
CNB Bank
Pennsylvania
$13.1K – – –
KFI
84
Key Financial Inc
Pennsylvania
$11.4K – – –
Tower Research Capital (TRC)
85
Tower Research Capital (TRC)
New York
$11.2K +$11.2K +473 New
CIBC Private Wealth Group
86
CIBC Private Wealth Group
Georgia
$11.2K +$11.2K +475 New
ETS
87
ESL Trust Services
New York
$9.5K +$9.45K +400 New
OIA
88
Optimum Investment Advisors
Illinois
$9.33K – – –
Fidelity Investments
89
Fidelity Investments
Massachusetts
$8.03K -$18.5K -782 -70%
Allworth Financial
90
Allworth Financial
California
$7.03K -$92.8K -3,928 -93%
JP Morgan Chase
91
JP Morgan Chase
New York
$2.07K -$520 -22 -20%
Harbour Investments
92
Harbour Investments
Wisconsin
$285 – – –
Gradient Investments
93
Gradient Investments
Minnesota
$26 +$24 +1 New
Huntington National Bank
94
Huntington National Bank
Ohio
$24 – – –
LB
95
Legacy Bridge
Iowa
– -$1.04M -44,035 Closed
BRWA
96
B. Riley Wealth Advisors
Florida
– -$586K -24,803 Closed
KA
97
Kovack Advisors
Florida
– -$520K -22,000 Closed
SWP
98
Significant Wealth Partners
Illinois
– -$456K -19,296 Closed
SPW
99
Sonoma Private Wealth
California
– -$344K -14,564 Closed
Sowell Financial Services
100
Sowell Financial Services
Arkansas
– -$334K -14,139 Closed