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Northern Trust iBoxx 3-Year Target Duration TIPS ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Cerity Partners
26
Cerity Partners
New York
$1.31M -$407K -17,099 -24%
Focus Partners Wealth
27
Focus Partners Wealth
Massachusetts
$1.24M -$436K -18,320 -26%
BI
28
Bolthouse Investments
California
$1.23M +$1.24M +52,214 New
Jane Street
29
Jane Street
New York
$970K +$200K +8,433 +26%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$917K -$235K -9,865 -20%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$887K -$34.3K -1,442 -4%
TIA
32
Tiemann Investment Advisors
California
$802K +$82.7K +3,477 +11%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$794K -$463K -19,489 -37%
BRWA
34
B. Riley Wealth Advisors
Florida
$788K -$58.5K -2,461 -7%
FMI
35
F/M Investments
District of Columbia
$744K +$750K +31,528 New
MA
36
MONECO Advisors
Connecticut
$734K -$28.8K -1,210 -4%
TWA
37
Trace Wealth Advisors
California
$701K +$707K +29,726 New
LIA
38
Lynx Investment Advisory
District of Columbia
$686K -$182K -7,651 -21%
IFA
39
Interactive Financial Advisors
Illinois
$650K -$156K -6,549 -19%
EAM
40
Empirical Asset Management
Massachusetts
$645K +$34.8K +1,465 +6%
Stifel Financial
41
Stifel Financial
Missouri
$638K -$1.07M -44,829 -62%
DAS
42
Dynamic Advisor Solutions
Arizona
$567K -$1.47M -61,673 -72%
Cetera Investment Advisers
43
Cetera Investment Advisers
Illinois
$485K +$187K +7,859 +62%
GT
44
Greenleaf Trust
Michigan
$428K -$76.3K -3,211 -15%
TSS
45
Two Sigma Securities
New York
$428K +$431K +18,132 New
WS
46
Wedbush Securities
California
$424K -$37.5K -1,579 -8%
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
$423K -$535K -22,521 -56%
CTWM
48
Cherry Tree Wealth Management
Minnesota
$412K +$31.5K +1,324 +8%
ASN
49
Advisory Services Network
Georgia
$386K
UBS Group
50
UBS Group
Switzerland
$386K +$145K +6,103 +60%