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BlackRock TCP Capital

Name Holding Trade Value Shares
Change
Change in
Stake
AIM
126
Access Investment Management
Georgia
-$337K -54,300 Closed
VF
127
Virtu Financial
New York
-$253K -46,229 Closed
KAS
128
Kestra Advisory Services
Texas
-$225K -41,087 Closed
Northern Trust
129
Northern Trust
Illinois
-$206K -37,590 Closed
DTL
130
Dynamic Technology Lab
Singapore
-$144K -26,406 Closed
JP Morgan Chase
131
JP Morgan Chase
New York
-$134K -24,435 Closed
Marshall Wace
132
Marshall Wace
United Kingdom
-$112K -20,433 Closed
BCWM
133
Bartlett & Co Wealth Management
Ohio
-$106K -19,300 Closed
Stifel Financial
134
Stifel Financial
Missouri
-$102K -18,614 Closed
JIC
135
Joel Isaacson & Co
New York
-$91.4K -16,710 Closed
SG
136
StoneX Group
New York
-$86.7K -15,852 Closed
BFM
137
Boothbay Fund Management
New York
-$75K -13,707 Closed
MFG
138
Merit Financial Group
Georgia
-$73.9K -13,507 Closed
Millennium Management
139
Millennium Management
New York
-$73.3K -13,404 Closed
Mariner
140
Mariner
Kansas
-$71.8K -13,119 Closed
BTI
141
Blue Trust Inc
Georgia
-$58.8K -10,752 Closed
QL
142
Quarry LP
New York
-$23.9K -4,361 Closed
EB
143
Eastern Bank
Massachusetts
-$19.1K -3,500 Closed
Carson Wealth (CWM LLC)
144
Carson Wealth (CWM LLC)
Nebraska
-$13K -2,295 Closed
Rockefeller Capital Management
145
Rockefeller Capital Management
New York
-$8.44K -1,542 Closed
NSG
146
Nalls Sherbakoff Group
Tennessee
-$8.21K -1,500 Closed
LWMI
147
Legacy Wealth Management (Idaho)
Idaho
-$3.83K -700 Closed
FIA
148
FNY Investment Advisers
New York
-$1K -300 Closed
UB
149
UMB Bank
Missouri
-$1.17K -214 Closed
ADL
150
Asset Dedication LLC
California
-$810 -148 Closed