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BlackRock TCP Capital

Name Holding Trade Value Shares
Change
Change in
Stake
6M
126
6 Meridian
Kansas
– -$4.45M -341,281 Closed
Royce & Associates
127
Royce & Associates
New York
– -$1.31M -100,587 Closed
LC
128
Lubar & Co
Wisconsin
– -$998K -76,546 Closed
GCP
129
GSA Capital Partners
United Kingdom
– -$730K -55,990 Closed
Bank of New York Mellon
130
Bank of New York Mellon
New York
– -$700K -53,691 Closed
PineBridge Investments
131
PineBridge Investments
New York
– -$546K -41,870 Closed
DTL
132
Dynamic Technology Lab
Singapore
– -$392K -30,068 Closed
SP
133
Steelhead Partners
Washington
– -$334K -25,612 Closed
QSS
134
Quantitative Systematic Strategies
Florida
– -$275K -21,075 Closed
Schonfeld Strategic Advisors
135
Schonfeld Strategic Advisors
New York
– -$257K -19,740 Closed
Jane Street
136
Jane Street
New York
– -$240K -18,400 Closed
Marshall Wace
137
Marshall Wace
United Kingdom
– -$229K -17,599 Closed
JIC
138
Joel Isaacson & Co
New York
– -$209K -15,000 Closed
Stock Yards Bank & Trust
139
Stock Yards Bank & Trust
Kentucky
– -$150K -11,525 Closed
JC
140
JBF Capital
Colorado
– -$130K -10,000 Closed
Westwood Holdings Group
141
Westwood Holdings Group
Texas
– -$128K -9,800 Closed
State of Tennessee, Department of Treasury
142
State of Tennessee, Department of Treasury
Tennessee
– -$98K -7,500 Closed
PEAK6 Investments
143
PEAK6 Investments
Illinois
– -$61K -4,716 Closed
NFG
144
Next Financial Group
Texas
– -$11K -875 Closed
Nordea Investment Management
145
Nordea Investment Management
Sweden
– +$399 +28 New