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BlackRock TCP Capital

Name Holding Trade Value Shares
Change
Change in
Stake
RFA
101
Register Financial Advisors
Georgia
$29.4K
Carson Wealth (CWM LLC)
102
Carson Wealth (CWM LLC)
Nebraska
$29K
QL
103
Quarry LP
New York
$18.2K -$2.4K -200 -11%
GWSG
104
GPS Wealth Strategies Group
Colorado
$15.3K
NA
105
NewEdge Advisors
Louisiana
$14.7K
AWM
106
AllSquare Wealth Management
New York
$14.7K
PFA
107
Pathway Financial Advisers
Indiana
$10.3K +$10.5K +875 New
EWA
108
EverSource Wealth Advisors
Alabama
$8.8K
SIS
109
Sound Income Strategies
Florida
$8.64K
FFA
110
Farther Finance Advisors
California
$2.38K
BNP Paribas Financial Markets
111
BNP Paribas Financial Markets
France
$2.35K +$2.4K +200 New
JP Morgan Chase
112
JP Morgan Chase
New York
$1.13K -$4.85K -404 -81%
CAL
113
Capital Analysts LLC
Pennsylvania
$1K
BFEC
114
Benjamin F. Edwards & Company
Missouri
$1K +$24 +2 +3%
JWM
115
Janiczek Wealth Management
Colorado
$951
TRCT
116
Tower Research Capital (TRC)
New York
$59 -$6.67K -555 -99%
CS
117
Credit Suisse
Switzerland
-$1.24M -113,740 Closed
PFMU
118
Privium Fund Management (UK)
United Kingdom
-$1.25M -113,740 Closed
Acadian Asset Management
119
Acadian Asset Management
Massachusetts
-$803K -73,836 Closed
SG Americas Securities
120
SG Americas Securities
New York
-$638K -58,500 Closed
Mackenzie Financial
121
Mackenzie Financial
Ontario, Canada
-$511K -46,432 Closed
HF
122
HRT Financial
New York
-$357K -32,802 Closed
AM
123
Ares Management
California
-$222K -20,305 Closed
JF
124
Jump Financial
Illinois
-$189K -17,300 Closed
GC
125
Grimes & Company
Massachusetts
-$156K -14,276 Closed