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BlackRock TCP Capital

Name Holding Trade Value Shares
Change
Change in
Stake
SWM
101
Spire Wealth Management
Virginia
$102K +$62 +5 +0.1%
RBC
102
Romano Brothers & Co
Illinois
$85.4K +$82.3K +6,600 New
ACP
103
Arcus Capital Partners
Georgia
$70.8K +$68.2K +5,471 New
RFA
104
Register Financial Advisors
Georgia
$55.6K +$53.6K +4,300 New
HI
105
Harbour Investments
Wisconsin
$52.9K
CSC
106
Cove Street Capital
California
$38K -$44.9K -3,600 -55%
Northwestern Mutual Wealth Management
107
Northwestern Mutual Wealth Management
Wisconsin
$32.4K +$31.2K +2,500 New
QL
108
Quarry LP
New York
$27.8K +$26.8K +2,148 New
Carson Wealth (CWM LLC)
109
Carson Wealth (CWM LLC)
Nebraska
$26K +$9.78K +784 +62%
GI
110
Gradient Investments
Minnesota
$25.9K
TRCT
111
Tower Research Capital (TRC)
New York
$22K -$18.8K -1,506 -47%
MWM
112
MinichMacGregor Wealth Management
New York
$16.7K +$16.1K +1,289 New
AWM
113
AllSquare Wealth Management
New York
$16.2K
MWM
114
Mascoma Wealth Management
New Hampshire
$16K
Fidelity Investments
115
Fidelity Investments
Massachusetts
$14.9K +$14.3K +1,150 New
OIA
116
Optimum Investment Advisors
Illinois
$12.9K
ASN
117
Advisory Services Network
Georgia
$12.9K +$12.5K +1,000 New
PFA
118
Pathway Financial Advisers
Indiana
$11.3K +$10.9K +875 New
EWA
119
EverSource Wealth Advisors
Alabama
$9.71K +$9.35K +750 New
Simplex Trading
120
Simplex Trading
Illinois
$9K +$9.33K +748 New
SIS
121
Sound Income Strategies
Florida
$3.51K
FFA
122
Farther Finance Advisors
California
$2.63K +$2.53K +203 New
JWM
123
Janiczek Wealth Management
Colorado
$1.07K
CAL
124
Capital Analysts LLC
Pennsylvania
$1K
BFEC
125
Benjamin F. Edwards & Company
Missouri
$1K +$25 +2 +3%