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BlackRock TCP Capital

Name Holding Trade Value Shares
Change
Change in
Stake
MWM
101
Mascoma Wealth Management
New Hampshire
$16K – – –
OIA
102
Optimum Investment Advisors
Illinois
$13K – – –
Carson Wealth (CWM LLC)
103
Carson Wealth (CWM LLC)
Nebraska
$12K – – –
Geneos Wealth Management
104
Geneos Wealth Management
Colorado
$12K – – –
C
105
Covestor
United Kingdom
$5K -$1.07K -80 -17%
AIP
106
Ahrens Investment Partners
Louisiana
$5K – – –
Tower Research Capital (TRC)
107
Tower Research Capital (TRC)
New York
$4K -$6.13K -456 -57%
HWMA
108
Heritage Wealth Management (Arizona)
Arizona
$3.02K +$3.24K +241 New
SIS
109
Sound Income Strategies
Florida
$3K – – –
PTC
110
Private Trust Company
Ohio
$2K +$2.19K +163 New
Capital Analysts LLC
111
Capital Analysts LLC
Pennsylvania
$1K – – –
GLLW
112
Graves Light Lenhart Wealth
Virginia
$1K – – –
JWM
113
Janiczek Wealth Management
Colorado
$1K – – –
Benjamin F. Edwards & Company
114
Benjamin F. Edwards & Company
Missouri
$1K +$27 +2 +3%
Citadel Advisors
115
Citadel Advisors
Florida
– -$901K -67,088 Closed
JCM
116
Jag Capital Management
Missouri
– -$640K -46,303 Closed
HighTower Advisors
117
HighTower Advisors
Illinois
– -$571K -39,982 Closed
RT
118
Rockland Trust
Massachusetts
– -$508K -35,520 Closed
CA
119
Calton & Associates
Florida
– -$255K -17,890 Closed
Atria Wealth Solutions
120
Atria Wealth Solutions
New York
– -$216K -15,112 Closed
C
121
Certuity
Florida
– -$152K -10,625 Closed
FFWM
122
Future Financial Wealth Management
Ohio
– -$43K -3,000 Closed
GAM
123
Gemmer Asset Management
California
– -$20K -1,450 Closed
Prospera Financial Services
124
Prospera Financial Services
Texas
– -$6K -453 Closed