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BlackRock TCP Capital

Name Holding Trade Value Shares
Change
Change in
Stake
RE
101
RBC Europe
United Kingdom
$85.1K
BAM
102
Bruderman Asset Management
New York
$66K
AWM
103
AllSquare Wealth Management
New York
$64K
GWM
104
Geneos Wealth Management
Colorado
$28K
SCM
105
Shelton Capital Management
Colorado
$26.5K -$743K -52,124 -99%
KPW
106
Kore Private Wealth
New York
$22K
Citigroup
107
Citigroup
New York
$21K
BFEC
108
Benjamin F. Edwards & Company
Missouri
$17K +$2.44K +171 +17%
TRCT
109
Tower Research Capital (TRC)
New York
$9K -$166K -11,620 -95%
Barclays
110
Barclays
United Kingdom
$8K -$40.9K -2,869 -83%
RFC
111
Regions Financial Corp
Alabama
$7K
RIA
112
Realta Investment Advisors
Delaware
$5K +$5.23K +367 New
Deutsche Bank
113
Deutsche Bank
Germany
$5K +$5.7K +400 New
GRP
114
Global Retirement Partners
California
$4K
HI
115
Hudock Inc
Pennsylvania
$4K
RFM
116
Royal Fund Management
Florida
$4K
WAM
117
Wealthspire Advisors (Maryland)
Maryland
$3K
Northwestern Mutual Wealth Management
118
Northwestern Mutual Wealth Management
Wisconsin
$3K +$2.84K +199 New
FHB
119
First Hawaiian Bank
Hawaii
$2K
Simplex Trading
120
Simplex Trading
Illinois
$1K -$642 -45 -25%
CFGS
121
Concourse Financial Group Securities
Alabama
$1K
PFGIA
122
Patriot Financial Group Insurance Agency
Massachusetts
$1K
US Bancorp
123
US Bancorp
Minnesota
$1K
WAP
124
Wealthcare Advisory Partners
Pennsylvania
$1K
ACM
125
Advisors Capital Management
New Jersey
-$4.88M -373,883 Closed