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BlackRock TCP Capital

Name Holding Trade Value Shares
Change
Change in
Stake
NFG
51
Nations Financial Group
Iowa
$589K +$5.43K +513 +0.9%
AIM
52
Access Investment Management
Georgia
$586K
OC
53
Oppenheimer & Co
New York
$583K -$1.53M -144,352 -73%
Mariner
54
Mariner
Kansas
$551K -$4.49K -424 -0.8%
Commonwealth Equity Services
55
Commonwealth Equity Services
Massachusetts
$536K +$332K +31,321 +171%
HF
56
HRT Financial
New York
$488K +$479K +45,255 New
Canada Life
57
Canada Life
Manitoba, Canada
$481K +$14.6K +1,374 +3%
HighTower Advisors
58
HighTower Advisors
Illinois
$468K +$460K +43,412 New
CANY
59
Caxton Associates (New York)
New York
$416K -$86.7K -8,188 -18%
IFG
60
Independent Financial Group
California
$394K +$66K +6,231 +21%
PNC Financial Services Group
61
PNC Financial Services Group
Pennsylvania
$391K
Cambridge Investment Research Advisors
62
Cambridge Investment Research Advisors
Iowa
$376K -$83.5K -7,887 -18%
AIM
63
Allen Investment Management
New York
$370K
Citadel Advisors
64
Citadel Advisors
Florida
$343K +$337K +31,804 New
Lido Advisors
65
Lido Advisors
California
$334K +$35K +3,303 +12%
NCM
66
Next Capital Management
New York
$302K -$452K -42,667 -60%
TCM
67
Triumph Capital Management
Colorado
$279K +$106K +10,000 +63%
Ameriprise
68
Ameriprise
Minnesota
$276K +$5.24K +495 +2%
YIH
69
Y-Intercept (HK)
Hong Kong
$264K -$367K -34,684 -59%
N
70
Natixis
France
$211K
Corient Private Wealth
71
Corient Private Wealth
Florida
$197K -$15.5K -1,459 -7%
EW
72
Evoke Wealth
California
$195K
CCM
73
Condor Capital Management
New Jersey
$190K -$3.76M -355,088 -95%
SWM
74
Sanctuary Wealth Management
Idaho
$187K -$64.7K -6,107 -26%
BCWM
75
Bartlett & Co Wealth Management
Ohio
$184K