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BlackRock TCP Capital

Name Holding Trade Value Shares
Change
Change in
Stake
SWM
51
SeaCrest Wealth Management
New York
$411K -$38.8K -3,700 -9%
CAN
52
Cetera Advisor Networks
California
$396K +$115K +10,980 +43%
VEA
53
Virtus ETF Advisers
New York
$392K +$90.4K +8,617 +32%
IAIM
54
International Assets Investment Management
Florida
$389K
HighTower Advisors
55
HighTower Advisors
Illinois
$375K -$77.2K -7,360 -18%
AIM
56
Allen Investment Management
New York
$374K -$27.2K -2,591 -7%
HF
57
HRT Financial
New York
$357K -$165K -15,696 -32%
Corient Private Wealth
58
Corient Private Wealth
Florida
$344K -$16.5K -1,578 -5%
Cambridge Investment Research Advisors
59
Cambridge Investment Research Advisors
Iowa
$337K +$19.1K +1,824 +6%
QC
60
Quadrature Capital
United Kingdom
$335K +$322K +30,676 New
MHS
61
M Holdings Securities
Oregon
$327K -$42K -4,005 -12%
Envestnet Asset Management
62
Envestnet Asset Management
Illinois
$309K +$26.5K +2,530 +10%
Commonwealth Equity Services
63
Commonwealth Equity Services
Massachusetts
$306K -$35.8K -3,410 -11%
Mariner
64
Mariner
Kansas
$305K +$36.4K +3,467 +14%
IFG
65
Independent Financial Group
California
$262K
Thrivent Financial for Lutherans
66
Thrivent Financial for Lutherans
Minnesota
$255K -$56.6K -5,400 -19%
Ameriprise
67
Ameriprise
Minnesota
$234K +$273 +26 +0.1%
AM
68
Ares Management
California
$222K -$1.05M -100,000 -83%
N
69
Natixis
France
$214K -$60.3K -5,750 -23%
Northern Trust
70
Northern Trust
Illinois
$210K +$46.2K +4,406 +30%
JF
71
Jump Financial
Illinois
$189K -$13.6K -1,300 -7%
BC
72
Bartlett & Co
Ohio
$164K +$157K +15,000 New
BCWM
73
Bartlett & Co Wealth Management
Ohio
$164K +$157K +15,000 New
CANY
74
Caxton Associates (New York)
New York
$162K -$56.8K -5,417 -27%
AWS
75
Atria Wealth Solutions
New York
$158K +$2.02K +193 +1%