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BlackRock TCP Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Mackenzie Financial
51
Mackenzie Financial
Ontario, Canada
$552K -$8.13K -652 -2%
Neuberger Berman Group
52
Neuberger Berman Group
New York
$544K -$99.6K -7,984 -16%
D.E. Shaw & Co
53
D.E. Shaw & Co
New York
$521K +$370K +29,693 +281%
JF
54
Jump Financial
Illinois
$501K +$8.73K +700 +2%
SWM
55
SeaCrest Wealth Management
New York
$499K +$84.8K +6,800 +21%
MHS
56
M Holdings Securities
Oregon
$487K -$56.4K -4,519 -11%
IAIM
57
International Assets Investment Management
Florida
$481K +$18.5K +1,480 +4%
AIM
58
Allen Investment Management
New York
$477K +$22.3K +1,790 +5%
GWMIA
59
Global Wealth Management Investment Advisory
Florida
$459K +$24.1K +1,929 +6%
HighTower Advisors
60
HighTower Advisors
Illinois
$439K +$170K +13,613 +67%
Corient Private Wealth
61
Corient Private Wealth
Florida
$429K +$413K +33,120 New
Cambridge Investment Research Advisors
62
Cambridge Investment Research Advisors
Iowa
$411K +$44.1K +3,540 +13%
Envestnet Asset Management
63
Envestnet Asset Management
Illinois
$375K +$57.8K +4,634 +19%
Thrivent Financial for Lutherans
64
Thrivent Financial for Lutherans
Minnesota
$372K
VEA
65
Virtus ETF Advisers
New York
$351K -$87.3K -6,997 -21%
Commonwealth Equity Services
66
Commonwealth Equity Services
Massachusetts
$330K +$1.61K +129 +0.5%
Susquehanna International Group
67
Susquehanna International Group
Pennsylvania
$330K +$318K +25,500 New
N
68
Natixis
France
$326K +$36.2K +2,900 +13%
Mariner
69
Mariner
Kansas
$316K +$18.3K +1,469 +6%
IFG
70
Independent Financial Group
California
$308K
Ameriprise
71
Ameriprise
Minnesota
$279K -$139K -11,115 -34%
RIM
72
Regent Investment Management
Kentucky
$272K +$125K +10,000 +91%
DTL
73
Dynamic Technology Lab
Singapore
$251K +$242K +19,392 New
CAN
74
Cetera Advisor Networks
California
$242K +$29.9K +2,394 +15%
SW
75
SVB Wealth
Massachusetts
$236K +$95.3K +7,646 +72%