|
101
|
Simplex Trading
Chicago,
Illinois
|
–
|
-$35K
|
-1,205
|
Closed
|
|
|
102
|
Parkside Financial Bank & Trust
Saint Louis,
Missouri
|
–
|
-$35K
|
-1,204
|
Closed
|
|
|
103
|
Archer Investment Corporation
Carmel,
Indiana
|
–
|
-$35.3K
|
-1,200
|
Closed
|
|
|
104
|
Financial Management Professionals
Austin,
Texas
|
–
|
-$32K
|
-1,100
|
Closed
|
|
|
105
|
Fifth Third Bancorp
Cincinnati,
Ohio
|
–
|
-$28K
|
-943
|
Closed
|
|
|
106
|
Sonora Investment Management
Tucson,
Arizona
|
–
|
-$24K
|
-800
|
Closed
|
|
|
107
|
Graves Light Lenhart Wealth
Harrisonburg,
Virginia
|
–
|
-$21K
|
-700
|
Closed
|
|
|
108
|
North Star Investment Management
Chicago,
Illinois
|
–
|
-$21K
|
-700
|
Closed
|
|
|
109
|
Savior LLC
Wellesley Hills,
Massachusetts
|
–
|
-$21K
|
-700
|
Closed
|
|
|
110
|
City Holding Co
Charleston,
West Virginia
|
–
|
-$15K
|
-500
|
Closed
|
|
|
111
|
CoreFirst Bank & Trust
Topeka,
Kansas
|
–
|
-$15K
|
-500
|
Closed
|
|
|
112
|
Kistler-Tiffany Companies
Berwyn,
Pennsylvania
|
–
|
-$15K
|
-500
|
Closed
|
|
|
113
|
US Bancorp
Minneapolis,
Minnesota
|
–
|
-$15K
|
-500
|
Closed
|
|
|
114
|
TrustCore Financial Services
Brentwood,
Tennessee
|
–
|
-$13K
|
-450
|
Closed
|
|
|
115
|
Gradient Investments
Arden Hills,
Minnesota
|
–
|
-$10K
|
-400
|
Closed
|
|
|
116
|
Focused Wealth Management
Newburgh,
New York
|
–
|
-$8K
|
-273
|
Closed
|
|
|
117
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
–
|
-$7K
|
-254
|
Closed
|
|
|
118
|
Signet Investment Advisory Group
Providence,
Rhode Island
|
–
|
-$6K
|
-200
|
Closed
|
|
|
119
|
Larson Financial Group
St Louis,
Missouri
|
–
|
-$5K
|
-154
|
Closed
|
|
|
120
|
Freedman Financial Associates
Peabody,
Massachusetts
|
–
|
-$4K
|
-150
|
Closed
|
|
|
121
|
Endurance Wealth Management
Providence,
Rhode Island
|
–
|
-$4K
|
-125
|
Closed
|
|
|
122
|
American Portfolios Advisors
Holbrook,
New York
|
–
|
-$3.48K
|
-118
|
Closed
|
|
|
123
|
Next Financial Group
Houston,
Texas
|
–
|
-$2K
|
-75
|
Closed
|
|
|
124
|
Capital Asset Advisory Services
Williamston,
Michigan
|
–
|
-$2K
|
-73
|
Closed
|
|
|
125
|
Fiduciary Planning
Englewood,
Florida
|
–
|
-$2K
|
-67
|
Closed
|
|
