|
101
|
Rational Advisors
Huntington,
New York
|
–
|
-$161K
|
-5,000
|
Closed
|
|
|
102
|
Cetera Advisors
Denver,
Colorado
|
–
|
-$121K
|
-3,758
|
Closed
|
|
|
103
|
Global Wealth Management Investment Advisory
Fort Lauderdale,
Florida
|
–
|
-$35K
|
-1,100
|
Closed
|
|
|
104
|
Intellectus Partners
San Francisco,
California
|
–
|
-$32K
|
-1,000
|
Closed
|
|
|
105
|
Valley National Advisers
Bethlehem,
Pennsylvania
|
–
|
-$31K
|
-959
|
Closed
|
|
|
106
|
Thompson Siegel & Walmsley
Richmond,
Virginia
|
–
|
-$20K
|
-621
|
Closed
|
|
|
107
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
–
|
-$20K
|
-600
|
Closed
|
|
|
108
|
Regions Financial Corp
Birmingham,
Alabama
|
–
|
-$17K
|
-525
|
Closed
|
|
|
109
|
SeaCrest Wealth Management
Purchase,
New York
|
–
|
-$16K
|
-500
|
Closed
|
|
|
110
|
Plante Moran Financial Advisors
Southfield,
Michigan
|
–
|
-$13K
|
-400
|
Closed
|
|
|
111
|
Financial Gravity Asset Management
Lakeway,
Texas
|
–
|
-$12K
|
-352
|
Closed
|
|
|
112
|
Pathstone Family Office
Englewood,
New Jersey
|
–
|
-$8K
|
-237
|
Closed
|
|
|
113
|
Dubuque Bank & Trust
Dubuque,
Iowa
|
–
|
-$2K
|
-50
|
Closed
|
|
|
114
|
Fidelity Investments
Boston,
Massachusetts
|
–
|
+$32
|
+1
|
+100%
|
|
|
115
|
SignatureFD
Atlanta,
Georgia
|
–
|
+$319
|
+10
|
New
|
|
