|
101
|
Sage Capital Management (Florida)
Sarasota,
Florida
|
–
|
-$1.53M
|
-55,000
|
Closed
|
|
|
102
|
|
–
|
-$904K
|
-34,254
|
Closed
|
|
|
103
|
Kovack Advisors
Ft. Lauderdale,
Florida
|
–
|
-$602K
|
-21,700
|
Closed
|
|
|
104
|
Steinberg Global Asset Management
Boca Raton,
Florida
|
–
|
-$513K
|
-18,500
|
Closed
|
|
|
105
|
Nomura Holdings
Tokyo,
Japan
|
–
|
-$432K
|
-15,545
|
Closed
|
|
|
106
|
Moors & Cabot
Boston,
Massachusetts
|
–
|
-$267K
|
-9,600
|
Closed
|
|
|
107
|
Nadler Financial Group
Deerfield,
Illinois
|
–
|
-$252K
|
-9,095
|
Closed
|
|
|
108
|
Cetera Advisor Networks
El Segundo,
California
|
–
|
-$208K
|
-7,545
|
Closed
|
|
|
109
|
Aull & Monroe Investment Management
Mobile,
Alabama
|
–
|
-$208K
|
-7,500
|
Closed
|
|
|
110
|
Concert Wealth Management
San Jose,
California
|
–
|
-$208K
|
-7,492
|
Closed
|
|
|
111
|
M Holdings Securities
Portland,
Oregon
|
–
|
-$37K
|
-1,350
|
Closed
|
|
|
112
|
Madden Advisory Services
Jacksonville,
Florida
|
–
|
-$36K
|
-1,297
|
Closed
|
|
|
113
|
New England Securities
New York
|
–
|
-$26K
|
-950
|
Closed
|
|
|
114
|
Winslow Evans & Crocker
Boston,
Massachusetts
|
–
|
-$23.6K
|
-852
|
Closed
|
|
|
115
|
Financial Architects (New Jersey)
Marlton,
New Jersey
|
–
|
-$8K
|
-282
|
Closed
|
|
|
116
|
Institute for Wealth Management
Denver,
Colorado
|
–
|
-$4K
|
-127
|
Closed
|
|
|
117
|
Ameriprise
Minneapolis,
Minnesota
|
–
|
-$1K
|
-50
|
Closed
|
|
|
118
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
–
|
-$1K
|
-1
|
Closed
|
|
|
119
|
Parallax Volatility Advisers
San Francisco,
California
|
–
|
+$26
|
+1
|
New
|
|
