|
101
|
Institute for Wealth Management
Denver,
Colorado
|
$6K
|
-$3M
|
-101,827
|
-100%
|
|
|
102
|
Ameriprise
Minneapolis,
Minnesota
|
$4K
|
+$2.98K
|
+101
|
+202%
|
|
|
103
|
Northern Trust
Chicago,
Illinois
|
$3K
|
+$316K
|
+10,723
|
New
|
|
|
104
|
Placemark Investments
Chicago,
Illinois
|
$2K
|
-$420K
|
-14,252
|
-100%
|
|
|
105
|
Transamerica Financial Advisors
St. Petersburg,
Florida
|
$1K
|
–
|
–
|
–
|
|
|
106
|
Freedom Investment Management
Hartford,
Connecticut
|
–
|
-$1.36M
|
-44,748
|
Closed
|
|
|
107
|
Portfolio Strategies (Washington)
Tacoma,
Washington
|
–
|
-$1.23M
|
-40,656
|
Closed
|
|
|
108
|
|
–
|
-$829K
|
-27,285
|
Closed
|
|
|
109
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$814K
|
-26,800
|
Closed
|
|
|
110
|
SII Investments
Appleton,
Wisconsin
|
–
|
-$746K
|
-23,900
|
Closed
|
|
|
111
|
Bluefin Capital Management
New York
|
–
|
-$700K
|
-21,650
|
Closed
|
|
|
112
|
Brookstone Capital Management
Wheaton,
Illinois
|
–
|
-$400K
|
-13,162
|
Closed
|
|
|
113
|
KMS Financial Services
Seattle,
Washington
|
–
|
-$249K
|
-8,219
|
Closed
|
|
|
114
|
CIBC Bank USA
Chicago,
Illinois
|
–
|
-$227K
|
-7,475
|
Closed
|
|
|
115
|
SG Americas Securities
New York
|
–
|
-$226K
|
-7,432
|
Closed
|
|
|
116
|
Stifel Financial
St. Louis,
Missouri
|
–
|
-$210K
|
-6,900
|
Closed
|
|
|
117
|
Nomura Holdings
Tokyo,
Japan
|
–
|
-$204K
|
-6,700
|
Closed
|
|
|
118
|
AFAM Capital
Austin,
Texas
|
–
|
-$201K
|
-6,625
|
Closed
|
|
|
119
|
Regal Investment Advisors
Kentwood,
Michigan
|
–
|
-$73K
|
-2,403
|
Closed
|
|
|
120
|
WFG Advisors
Dallas,
Texas
|
–
|
-$19K
|
-622
|
Closed
|
|
|
121
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
–
|
-$2K
|
-60
|
Closed
|
|
