|
301
|
Promus Capital
Chicago,
Illinois
|
$5
|
–
|
–
|
–
|
|
|
302
|
Cowen and Company
New York
|
–
|
-$7.55M
|
-530,600
|
Closed
|
|
|
303
|
|
–
|
-$1.74M
|
-122,354
|
Closed
|
|
|
304
|
Verition Fund Management
Greenwich,
Connecticut
|
–
|
-$1.53M
|
-107,808
|
Closed
|
|
|
305
|
FNY Investment Advisers
New York
|
–
|
-$1.25M
|
-87,594
|
Closed
|
|
|
306
|
Cresset Asset Management
Chicago,
Illinois
|
–
|
-$1.21M
|
-84,930
|
Closed
|
|
|
307
|
AlphaCentric Advisors
San Juan,
Puerto Rico
|
–
|
-$1.14M
|
-80,000
|
Closed
|
|
|
308
|
Headlands Technologies
Chicago,
Illinois
|
–
|
-$1.03M
|
-72,216
|
Closed
|
|
|
309
|
|
–
|
-$920K
|
-64,674
|
Closed
|
|
|
310
|
American Assets Investment Management
San Diego,
California
|
–
|
-$811K
|
-57,000
|
Closed
|
|
|
311
|
Vestmark Advisory Solutions
Wakefield,
Massachusetts
|
–
|
-$790K
|
-55,528
|
Closed
|
|
|
312
|
First Trust Direct Indexing
Boston,
Massachusetts
|
–
|
-$580K
|
-40,755
|
Closed
|
|
|
313
|
Coastal Bridge Advisors
Westport,
Connecticut
|
–
|
-$495K
|
-34,817
|
Closed
|
|
|
314
|
Y.D. More Investments
Ramat Gan,
Israel
|
–
|
-$427K
|
-30,000
|
Closed
|
|
|
315
|
GC Wealth Management RIA
Cambridge,
Massachusetts
|
–
|
-$372K
|
-26,171
|
Closed
|
|
|
316
|
Nomura Holdings
Tokyo,
Japan
|
–
|
-$356K
|
-25,000
|
Closed
|
|
|
317
|
Financial Counselors Inc
Overland Park,
Kansas
|
–
|
-$353K
|
-24,817
|
Closed
|
|
|
318
|
Cable Hill Partners
Portland,
Oregon
|
–
|
-$274K
|
-19,258
|
Closed
|
|
|
319
|
|
–
|
-$265K
|
-18,630
|
Closed
|
|
|
320
|
Pinnacle Wealth Planning Services
Mansfield,
Ohio
|
–
|
-$224K
|
-15,736
|
Closed
|
|
|
321
|
Atria Investments
Charlotte,
North Carolina
|
–
|
-$221K
|
-15,508
|
Closed
|
|
|
322
|
Davenport & Co
Richmond,
Virginia
|
–
|
-$205K
|
-14,416
|
Closed
|
|
|
323
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
–
|
-$189K
|
-13,310
|
Closed
|
|
|
324
|
Private Advisor Group
Morristown,
New Jersey
|
–
|
-$174K
|
-12,247
|
Closed
|
|
|
325
|
Prudential Financial
Newark,
New Jersey
|
–
|
-$151K
|
-10,653
|
Closed
|
|
