|
51
|
Cribstone Capital Management
Augusta,
Maine
|
$2K
|
–
|
–
|
–
|
|
|
52
|
Janiczek Wealth Management
Denver,
Colorado
|
$1K
|
–
|
–
|
–
|
|
|
53
|
Stifel Financial
St. Louis,
Missouri
|
–
|
-$21.8M
|
-1,239,114
|
Closed
|
|
|
54
|
Badgley Phelps Wealth Managers
Seattle,
Washington
|
–
|
-$11.5M
|
-656,916
|
Closed
|
|
|
55
|
Gofen & Glossberg
Chicago,
Illinois
|
–
|
-$3.33M
|
-189,729
|
Closed
|
|
|
56
|
Lloyd Advisory Services
Suwanee,
Georgia
|
–
|
-$1.91M
|
-108,745
|
Closed
|
|
|
57
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$1.8M
|
-102,282
|
Closed
|
|
|
58
|
Kingsview Wealth Management
Grants Pass,
Oregon
|
–
|
-$1.76M
|
-100,394
|
Closed
|
|
|
59
|
All Season Financial Advisors
Denver,
Colorado
|
–
|
-$1.3M
|
-73,827
|
Closed
|
|
|
60
|
NewEdge Advisors
New Orleans,
Louisiana
|
–
|
-$854K
|
-48,568
|
Closed
|
|
|
61
|
L.M. Kohn & Company
Cincinnati,
Ohio
|
–
|
-$495K
|
-28,134
|
Closed
|
|
|
62
|
|
–
|
-$471K
|
-26,783
|
Closed
|
|
|
63
|
AFT Forsyth & Company
West Palm Beach,
Florida
|
–
|
-$284K
|
-16,150
|
Closed
|
|
|
64
|
Cetera Advisors
Denver,
Colorado
|
–
|
-$277K
|
-15,755
|
Closed
|
|
|
65
|
Simplicity Solutions
Minneapolis,
Minnesota
|
–
|
-$241K
|
-13,708
|
Closed
|
|
|
66
|
Orion Portfolio Solutions
Omaha,
Nebraska
|
–
|
-$180K
|
-10,253
|
Closed
|
|
|
67
|
Worth Asset Management
Dallas,
Texas
|
–
|
-$110K
|
-6,240
|
Closed
|
|
|
68
|
Life Planning Partners
Jacksonville,
Florida
|
–
|
-$68K
|
-3,870
|
Closed
|
|
|
69
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
–
|
-$31K
|
-1,767
|
Closed
|
|
|
70
|
US Bancorp
Minneapolis,
Minnesota
|
–
|
-$16K
|
-885
|
Closed
|
|
|
71
|
Fidelity Investments
Boston,
Massachusetts
|
–
|
-$7.25K
|
-436
|
-99%
|
|
|
72
|
Patriot Financial Group Insurance Agency
Westborough,
Massachusetts
|
–
|
-$1K
|
-80
|
Closed
|
|
