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iShares ESG Optimized MSCI USA ETF

Name Holding Trade Value Shares
Change
Change in
Stake
NES
51
New England Securities
New York
$135K – – –
AC
52
Alexandria Capital
Virginia
$131K – – –
PAG
53
Private Advisor Group
New Jersey
$128K +$128K +3,110 New
Creative Planning
54
Creative Planning
Kansas
$113K – – –
MA
55
MUFG Americas
New York
$113K – – –
PSI
56
Pinnacle Summer Investments
Virginia
$107K – – –
Thrivent Financial for Lutherans
57
Thrivent Financial for Lutherans
Minnesota
$102K +$103K +2,500 New
NFG
58
Next Financial Group
Texas
$100K +$101K +2,440 New
LTFS
59
Ladenburg Thalmann Financial Services
Florida
$96K – – –
AIG
60
American International Group
New York
$88.6K +$15K +364 +20%
CWM
61
Cranbrook Wealth Management
Michigan
$88K – – –
DSC
62
Duncker Streett & Co
Missouri
$88K – – –
Schroder Investment Management Group
63
Schroder Investment Management Group
United Kingdom
$67.9K +$68.1K +1,650 New
FCCM
64
First City Capital Management
Georgia
$45.7K – – –
PIM
65
Parasol Investment Management
Illinois
$36K – – –
FWM
66
Focused Wealth Management
New York
$35K -$17.4K -422 -33%
OCM
67
One Capital Management
California
$28K +$28K +678 New
MFS
68
MSI Financial Services
Massachusetts
$27K – – –
BAM
69
Barrett Asset Management
New York
$23K – – –
FBT
70
Founders Bank & Trust
Michigan
$17K – – –
HF
71
Hoxton Financial
West Virginia
$13K – – –
LNB
72
Ledyard National Bank
$9K – – –
ST
73
Smithfield Trust
Pennsylvania
$8K – – –
FAM
74
Formidable Asset Management
Ohio
$4K – – –
Bessemer Group
75
Bessemer Group
New Jersey
– -$488K -11,860 Closed