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iShares Short-Term National Muni Bond ETF
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153 hedge funds and large institutions have $634M invested in iShares Short-Term National Muni Bond ETF in 2016 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 54 increasing their positions, 41 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 6

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

32% more repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 41

10% more funds holding

Funds holding: 139 → 153 (+14)

6% more capital invested

Capital invested by funds: $599M → $634M (+$34.7M)

1.22% less ownership

Funds ownership: 58.09% → 56.87% (-1.2%)

Holders
153
Holders Change
+14
Holders Change %
+10.07%
% of All Funds
4.08%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
20
Increased
54
Reduced
41
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
+$14.5M
2
UBS Group
UBS Group
Switzerland
+$9.65M
3
SEI Investments
SEI Investments
Pennsylvania
+$8.44M
4
BIM
BlackRock Investment Management
Delaware
+$7.17M
5
Ameriprise
Ameriprise
Minnesota
+$6.39M

Top Sellers

1
UCFA
United Capital Financial Advisors
Texas
-$8.26M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$6.93M
3
WF
WealthTrust Fairport
Ohio
-$5.68M
4
RJFSA
Raymond James Financial Services Advisors
Florida
-$4.33M
5
VKH
Virtu KCG Holdings
New York
-$3.63M
Name Holding Trade Value Shares
Change 		Change in
Stake
CTA
126
Chesley Taft & Associates
Illinois
$228K – – –
GWM
127
Geneos Wealth Management
Colorado
$217K +$213 +2 +0.1%
DWM
128
Destination Wealth Management
California
$213K +$213K +2,007 New
ACP
129
Aviance Capital Partners
Florida
$212K – – –
LIM
130
Leavell Investment Management
Alabama
$212K – – –
CWM
131
Cornerstone Wealth Management
Missouri
$209K +$210K +1,975 New
PGFC
132
Peapack-Gladstone Financial Corp
New Jersey
$209K – – –
AWMS
133
Advocacy Wealth Management Services
Georgia
$151K +$63.3K +595 +72%
DADC
134
D.A. Davidson & Co
Montana
$121K +$122K +1,150 New
Citigroup
135
Citigroup
New York
$115K +$115K +1,084 New
BA
136
BKS Advisors
Michigan
$106K +$106K +1,000 New
WIC
137
Woodmont Investment Counsel
Tennessee
$106K +$106K +1,000 New
CS
138
Credential Securities
$75.1K +$25.9K +244 +52%
GAM
139
Gemmer Asset Management
California
$70K – – –
FHA
140
First Horizon Advisors
Tennessee
$68K +$69K +649 New
AWM
141
Avior Wealth Management
Nebraska
$65K – – –
IIC
142
Integrated Investment Consultants
Michigan
$63K – – –
SWA
143
Sutton Wealth Advisors
Florida
$38.2K +$12.8K +120 +50%
VNA
144
Valley National Advisers
Pennsylvania
$34K -$94K -884 -73%
IFA
145
Interactive Financial Advisors
Illinois
$34K – – –
Manulife (Manufacturers Life Insurance)
146
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$27K +$26.7K +251 New
PG
147
Patten Group
Tennessee
$26.5K – – –
BFEC
148
Benjamin F. Edwards & Company
Missouri
$25K – – –
TCM
149
TD Capital Management
Tennessee
$24K +$24K +226 New
WA
150
WFG Advisors
Texas
$11K -$53.3K -501 -83%
3 4 5
6
7

SUB Hedge Fund Activity: Q3 2016 in Review

153 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in iShares Short-Term National Muni Bond ETF (SUB) for Q3 2016, worth a combined $634M — up 5.8% from $599M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new SUB positions and 6 closed out — a net gain of 14 holders — while 54 added to existing stakes and 41 trimmed.

The largest buyer was CLA (CliftonLarsonAllen) Wealth Advisors, opening a new position worth an estimated $14.5M. The largest seller was United Capital Financial Advisors, cutting an estimated $8.26M.

  • 153 institutional investors held iShares Short-Term National Muni Bond ETF (SUB) as of Q3 2016, up from 139 in Q2 2016.
  • Funds reported $634M of iShares Short-Term National Muni Bond ETF stock for Q3 2016, up 5.8% quarter-over-quarter.
  • 20 funds opened new iShares Short-Term National Muni Bond ETF positions in Q3 2016 and 6 closed out, a net change of +14 holders.
  • The largest iShares Short-Term National Muni Bond ETF buyer in Q3 2016 was CLA (CliftonLarsonAllen) Wealth Advisors, an estimated $14.5M added.
  • The largest iShares Short-Term National Muni Bond ETF seller in Q3 2016 was United Capital Financial Advisors, an estimated $8.26M sold.

Based on aggregated 13F filings for Q3 2016.