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iShares Short-Term National Muni Bond ETF
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153 hedge funds and large institutions have $634M invested in iShares Short-Term National Muni Bond ETF in 2016 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 54 increasing their positions, 41 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 6

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

32% more repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 41

10% more funds holding

Funds holding: 139 → 153 (+14)

6% more capital invested

Capital invested by funds: $599M → $634M (+$34.7M)

1.22% less ownership

Funds ownership: 58.09% → 56.87% (-1.2%)

Holders
153
Holders Change
+14
Holders Change %
+10.07%
% of All Funds
4.08%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.08%
New
20
Increased
54
Reduced
41
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CCWA
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
+$14.5M
2
UBS Group
UBS Group
Switzerland
+$9.65M
3
SEI Investments
SEI Investments
Pennsylvania
+$8.44M
4
BIM
BlackRock Investment Management
Delaware
+$7.17M
5
Ameriprise
Ameriprise
Minnesota
+$6.39M

Top Sellers

1
UCFA
United Capital Financial Advisors
Texas
-$8.26M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$6.93M
3
WF
WealthTrust Fairport
Ohio
-$5.68M
4
RJFSA
Raymond James Financial Services Advisors
Florida
-$4.33M
5
VKH
Virtu KCG Holdings
New York
-$3.63M
Name Holding Trade Value Shares
Change 		Change in
Stake
SIC
26
Sigma Investment Counselors
Michigan
$3.17M -$2.12M -19,930 -40%
TYCC
27
Texas Yale Capital Corp
Florida
$3.04M – – –
AAM
28
Autus Asset Management
Arizona
$2.81M +$229K +2,155 +9%
Citadel Advisors
29
Citadel Advisors
Florida
$2.77M +$2.78M +26,138 New
GC
30
Grimes & Company
Massachusetts
$2.56M – – –
Comerica Bank
31
Comerica Bank
Texas
$2.47M +$273K +2,563 +12%
PA
32
Probity Advisors
Texas
$2.45M +$2.02K +19 +0.1%
AP
33
Advisors Preferred
Maryland
$2.43M +$887K +8,340 +57%
PA
34
Pinnacle Associates
New York
$2.32M -$29.8K -280 -1%
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$2.24M +$2.25M +21,164 New
JP Morgan Chase
36
JP Morgan Chase
New York
$2.18M -$370K -3,482 -15%
WCM
37
Wunderlich Capital Managemnt
Tennessee
$2.17M +$2.13K +20 +0.1%
PIM
38
Provident Investment Management
Michigan
$2.04M +$748K +7,035 +58%
Baird Financial Group
39
Baird Financial Group
Wisconsin
$1.86M +$67.5K +635 +4%
FTS
40
Fifth Third Securities
Ohio
$1.83M -$77.8K -732 -4%
UCFA
41
United Capital Financial Advisors
Texas
$1.82M -$8.26M -77,684 -82%
FHB
42
First Hawaiian Bank
Hawaii
$1.81M +$46K +433 +3%
EWM
43
Empirical Wealth Management
Washington
$1.77M – – –
Commonwealth Equity Services
44
Commonwealth Equity Services
Massachusetts
$1.7M -$286K -2,687 -14%
CDIA
45
Capital Directions Investment Advisors
Georgia
$1.64M – – –
NDSI
46
Newman Dignan & Sheerar Inc
Rhode Island
$1.52M +$785K +7,383 +105%
CWM
47
Confluence Wealth Management
Oregon
$1.39M +$239K +2,251 +21%
PWMAG
48
Pinnacle Wealth Management Advisory Group
New Jersey
$1.27M -$13.8K -130 -1%
SWP
49
Stratos Wealth Partners
Ohio
$1.16M +$1.16M +10,941 New
WTC
50
WhitTier Trust Company
Nevada
$1.14M +$479K +4,504 +72%
1
2
3 4 5

SUB Hedge Fund Activity: Q3 2016 in Review

153 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in iShares Short-Term National Muni Bond ETF (SUB) for Q3 2016, worth a combined $634M — up 5.8% from $599M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new SUB positions and 6 closed out — a net gain of 14 holders — while 54 added to existing stakes and 41 trimmed.

The largest buyer was CLA (CliftonLarsonAllen) Wealth Advisors, opening a new position worth an estimated $14.5M. The largest seller was United Capital Financial Advisors, cutting an estimated $8.26M.

  • 153 institutional investors held iShares Short-Term National Muni Bond ETF (SUB) as of Q3 2016, up from 139 in Q2 2016.
  • Funds reported $634M of iShares Short-Term National Muni Bond ETF stock for Q3 2016, up 5.8% quarter-over-quarter.
  • 20 funds opened new iShares Short-Term National Muni Bond ETF positions in Q3 2016 and 6 closed out, a net change of +14 holders.
  • The largest iShares Short-Term National Muni Bond ETF buyer in Q3 2016 was CLA (CliftonLarsonAllen) Wealth Advisors, an estimated $14.5M added.
  • The largest iShares Short-Term National Muni Bond ETF seller in Q3 2016 was United Capital Financial Advisors, an estimated $8.26M sold.

Based on aggregated 13F filings for Q3 2016.