|
501
|
Lido Advisors
Los Angeles,
California
|
–
|
-$186K
|
-10,122
|
Closed
|
|
|
502
|
Benjamin Edwards Inc
Clayton,
Missouri
|
–
|
-$185K
|
-10,106
|
Closed
|
|
|
503
|
Vivaldi Capital Management
Chicago,
Illinois
|
–
|
-$190K
|
-10,000
|
Closed
|
|
|
504
|
Steph & Co
Marinette,
Wisconsin
|
–
|
-$163K
|
-8,908
|
Closed
|
|
|
505
|
Zullo Investment Group
Scranton,
Pennsylvania
|
–
|
-$49.5K
|
-2,700
|
Closed
|
|
|
506
|
Summit Securities Group
New York
|
–
|
-$44K
|
-2,400
|
Closed
|
|
|
507
|
Romano Brothers & Co
Evanston,
Illinois
|
–
|
-$36.7K
|
-2,000
|
Closed
|
|
|
508
|
WFA of San Diego
San Diego,
California
|
–
|
-$27.5K
|
-1,500
|
Closed
|
|
|
509
|
Realta Investment Advisors
Wilmington,
Delaware
|
–
|
-$22K
|
-1,200
|
Closed
|
|
|
510
|
Money Concepts Capital
Palm Beach Gardens,
Florida
|
–
|
-$21.1K
|
-1,151
|
Closed
|
|
|
511
|
High Net Worth Advisory Group
Naples,
Florida
|
–
|
-$18.3K
|
-1,000
|
Closed
|
|
|
512
|
HBC Financial Services
Seattle,
Washington
|
–
|
-$11K
|
-600
|
Closed
|
|
|
513
|
Jones Financial Companies
Des Peres,
Missouri
|
–
|
-$9K
|
-508
|
Closed
|
|
|
514
|
Accurate Wealth Management
Wesley Chapel,
Florida
|
–
|
-$9.24K
|
-477
|
Closed
|
|
|
515
|
Sandy Spring Bank
Olney,
Maryland
|
–
|
-$5.21K
|
-284
|
Closed
|
|
|
516
|
Coppell Advisory Solutions
Coppell,
Texas
|
–
|
-$3.89K
|
-212
|
Closed
|
|
|
517
|
Coppell Advisory Solutions Corp
Coppell,
Texas
|
–
|
-$3.89K
|
-212
|
Closed
|
|
|
518
|
Brown Brothers Harriman & Co
New York
|
–
|
-$3.68K
|
-201
|
Closed
|
|
|
519
|
Colonial Trust
Spartanburg,
South Carolina
|
–
|
-$2.64K
|
-144
|
Closed
|
|
|
520
|
|
–
|
-$2.09K
|
-114
|
Closed
|
|
|
521
|
EWG Elevate
Roseville,
California
|
–
|
-$2.05K
|
-112
|
Closed
|
|
|
522
|
Concord Wealth Partners
Abingdon,
Virginia
|
–
|
-$1.83K
|
-100
|
Closed
|
|
|
523
|
Crewe Advisors
Salt Lake City,
Utah
|
–
|
-$1.72K
|
-94
|
Closed
|
|
|
524
|
Blue Trust Inc
Alpharetta,
Georgia
|
–
|
-$1K
|
-81
|
Closed
|
|
|
525
|
Fiduciary Alliance
Greenville,
South Carolina
|
–
|
-$743
|
-41
|
Closed
|
|
