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State Street

Name Holding Trade Value Shares
Change
Change in
Stake
PMFA
701
Plante Moran Financial Advisors
Michigan
$8K -$21.2K -325 -73%
PFBT
702
Parkside Financial Bank & Trust
Missouri
$8K – – –
SWA
703
Sutton Wealth Advisors
Florida
$7.73K – – –
WP
704
WealthPLAN Partners
Nebraska
$7.13K -$3.4K -52 -34%
TIM
705
Tortoise Investment Management
New York
$7K -$5.88K -90 -47%
VFA
706
Virtus Fund Advisers
Connecticut
$7K – – –
AIM
707
Anchor Investment Management
South Carolina
$6.96K – – –
Carson Wealth (CWM LLC)
708
Carson Wealth (CWM LLC)
Nebraska
$6K +$3.59K +55 +229%
VCM
709
Versant Capital Management
Arizona
$5K +$1.9K +29 +66%
ACM
710
Armbruster Capital Management
New York
$4K – – –
CCMW
711
Cypress Capital Management (Wyoming)
Wyoming
$3.69K – – –
DBT
712
Dubuque Bank & Trust
Iowa
$3K – – –
FANJ
713
Financial Architects (New Jersey)
New Jersey
$3K – – –
HCM
714
Herndon Capital Management
Georgia
$3K – – –
IWMPD
715
Integrated Wealth Management (Palm Desert)
California
$3K – – –
DPA
716
Delphi Private Advisors
California
$2K -$2.22K -34 -55%
AF
717
Allworth Financial
California
$2K – – –
PRS
718
Pinkerton Retirement Specialists
Idaho
$2K – – –
TCM
719
Tradewinds Capital Management
Washington
$2K – – –
WA
720
WFG Advisors
Texas
$2K – – –
HFM
721
Hartford Financial Management
Connecticut
$1K – – –
PCP
722
Proficio Capital Partners
Massachusetts
$1K – – –
FPFS
723
First Personal Financial Services
North Carolina
$1K +$1.31K +20 New
RWM
724
Raffa Wealth Management
District of Columbia
$696 – – –
D.E. Shaw & Co
725
D.E. Shaw & Co
New York
– -$17.5M -267,345 Closed