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PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Allianz Asset Management
151
Allianz Asset Management
Germany
$1K +$1.24K +24 New
Bank of Nova Scotia
152
Bank of Nova Scotia
Ontario, Canada
– -$16.2M -309,329 Closed
NF
153
Nvest Financial
New Hampshire
– -$11.8M -225,559 Closed
AIP
154
Almanack Investment Partners
Pennsylvania
– -$8M -153,071 Closed
FAIM
155
Financial Advocates Investment Management
Washington
– -$1.14M -21,865 Closed
Advisory Services Network
156
Advisory Services Network
Georgia
– -$808K -15,446 Closed
MWM
157
MTC Wealth Management
Florida
– -$797K -15,239 Closed
Flow Traders U.S.
158
Flow Traders U.S.
New York
– -$654K -12,509 Closed
OAM
159
Oak Asset Management
California
– -$613K -11,732 Closed
PFGIA
160
Patriot Financial Group Insurance Agency
Massachusetts
– -$334K -6,388 Closed
Regions Financial Corp
161
Regions Financial Corp
Alabama
– -$298K -5,699 Closed
Dynamic Advisor Solutions
162
Dynamic Advisor Solutions
Arizona
– -$260K -4,963 Closed
HighTower Advisors
163
HighTower Advisors
Illinois
– -$223K -4,276 Closed
TCA
164
Transcend Capital Advisors
New Jersey
– -$220K -4,216 Closed
BFO
165
Boston Family Office
Massachusetts
– -$205K -3,915 Closed
TCWM
166
Total Clarity Wealth Management
Illinois
– -$186K -3,556 Closed
SWM
167
SeaCrest Wealth Management
New York
– -$51K -982 Closed
Venture Visionary Partners
168
Venture Visionary Partners
Ohio
– -$21.8K -417 Closed
Fidelity Investments
169
Fidelity Investments
Massachusetts
– -$21K -407 Closed
CPFP
170
Clear Perspectives Financial Planning
Ohio
– -$20K -389 Closed
Ancora Advisors
171
Ancora Advisors
Ohio
– -$15K -288 Closed
MFAM
172
M Financial Asset Management
Oregon
– -$14K -269 Closed
SSB
173
Sandy Spring Bank
Maryland
– -$10K -200 Closed
Citigroup
174
Citigroup
New York
– +$103 +2 New