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PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
ICM
76
ICC Capital Management
Florida
$16K – – –
Smithfield Trust
77
Smithfield Trust
Pennsylvania
$8K – – –
SA
78
SRH Advisors
Kansas
$6K – – –
Creative Planning
79
Creative Planning
Kansas
$5K +$4.86K +91 New
People's United Financial
80
People's United Financial
Connecticut
$3K – – –
WA
81
WFG Advisors
Texas
$1K – – –
Parametric Portfolio Associates
82
Parametric Portfolio Associates
Washington
– -$10.6M -199,573 Closed
DSN
83
D. Scott Neal
Kentucky
– -$8.21M -155,065 Closed
Allianz Asset Management
84
Allianz Asset Management
Germany
– -$6.91M -130,585 Closed
Jane Street
85
Jane Street
New York
– -$6.85M -129,328 Closed
RBCM
86
Raub Brock Capital Management
California
– -$6.83M -129,003 Closed
BCM
87
Bluefin Capital Management
New York
– -$2.1M -39,386 Closed
Janney Montgomery Scott
88
Janney Montgomery Scott
Pennsylvania
– -$454K -8,576 Closed
Virtu KCG Holdings
89
Virtu KCG Holdings
New York
– -$362K -6,835 Closed
BlackRock Institutional Trust
90
BlackRock Institutional Trust
California
– -$357K -6,748 Closed
Citadel Advisors
91
Citadel Advisors
Florida
– -$236K -4,458 Closed
Bank of New York Mellon
92
Bank of New York Mellon
New York
– -$204K -3,844 Closed
Baird
93
Baird
Wisconsin
– -$200K -3,786 Closed
PP
94
Palladium Partners
Virginia
– -$152K -2,865 Closed
AC
95
Alexandria Capital
Virginia
– -$100K -1,884 Closed
US Bancorp
96
US Bancorp
Minnesota
– -$18K -334 Closed
KCPG
97
Kavar Capital Partners Group
Kansas
– -$14K -271 Closed
TCI Wealth Advisors
98
TCI Wealth Advisors
Arizona
– -$10K -186 Closed
AIG
99
American International Group
New York
– -$8.89K -168 Closed
NMIS
100
Northwestern Mutual Investment Services
Wisconsin
– -$7K -123 Closed