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PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ

Name Holding Trade Value Shares
Change 		Change in
Stake
KCG
26
Knight Capital Group
$1.99M +$2.02M +37,800 New
Goldman Sachs
27
Goldman Sachs
New York
$1.95M +$1.98M +37,026 New
TCT
28
TIAA CREF Trust
Missouri
$1.75M +$1.78M +33,314 New
Ameriprise
29
Ameriprise
Minnesota
$1.75M +$1.78M +33,201 New
I
30
IberiaBank
Louisiana
$1.59M +$1.62M +30,229 New
SG
31
Somerset Group
Minnesota
$1.58M +$1.61M +30,000 New
RPGK
32
Retirement Planning Group (Kansas)
Kansas
$1.5M +$1.53M +28,580 New
Invesco
33
Invesco
Georgia
$1.39M – – –
Susquehanna International Group
34
Susquehanna International Group
Pennsylvania
$1.16M +$1.18M +22,060 New
AA
35
Alesco Advisors
New York
$1.06M +$1.08M +20,100 New
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$981K +$998K +18,624 New
LWI
37
Long Wharf Investors
Massachusetts
$974K +$991K +18,500 New
BCM
38
Bluefin Capital Management
New York
$900K +$948K +17,698 New
FIM
39
Freedom Investment Management
Connecticut
$874K +$889K +16,603 New
WCM
40
Windsor Capital Management
Arizona
$839K +$854K +15,936 New
PMG
41
ProVise Management Group
Florida
$829K +$843K +15,736 New
OC
42
Oppenheimer & Co
New York
$672K +$684K +12,764 New
KFS
43
KMS Financial Services
Washington
$643K +$654K +12,207 New
RJFSA
44
Raymond James Financial Services Advisors
Florida
$629K +$639K +11,938 New
B
45
Baird
Wisconsin
$618K +$629K +11,739 New
VFS
46
VSR Financial Services
Kansas
$576K +$586K +10,947 New
EGA
47
Eagle Global Advisors
Texas
$563K +$573K +10,699 New
SGAM
48
Steinberg Global Asset Management
Florida
$556K +$566K +10,560 New
ECAM
49
East Coast Asset Management
Massachusetts
$543K +$552K +10,310 New
Cambridge Investment Research Advisors
50
Cambridge Investment Research Advisors
Iowa
$529K +$538K +10,043 New
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