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Stem
STEM

173 hedge funds and large institutions have $1.41B invested in Stem in 2021 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 53 increasing their positions, 44 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 44

14% more first-time investments, than exits

New positions opened: 50 | Existing positions closed: 44

3% more funds holding

Funds holding: 168 → 173 (+5)

0.26% more ownership

Funds ownership: 2.09% → 2.35% (+0.26%)

20% less funds holding in top 10

Funds holding in top 10: 5 → 4 (-1)

25% less capital invested

Capital invested by funds: $1.89B → $1.41B (-$476M)

25% less call options, than puts

Call options by funds: $35.3M | Put options by funds: $47.2M

Holders
173
Holders Change
+5
Holders Change %
+2.98%
% of All Funds
3.03%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.07%
New
50
Increased
53
Reduced
44
Closed
44
Calls
$35.3M
Puts
$47.2M
Net Calls
-$12M
Net Calls Change
+$361K

Top Buyers

1
GE
General Electric
Ohio
+$62.1M
2
Invesco
Invesco
Georgia
+$58.1M
3
AA
ALPS Advisors
Colorado
+$31.3M
4
First Trust Advisors
First Trust Advisors
Illinois
+$26.6M
5
Citadel Advisors
Citadel Advisors
Florida
+$20.1M

Top Sellers

1
Adage Capital Partners
Adage Capital Partners
Massachusetts
-$64.8M
2
LCG
Luxor Capital Group
New York
-$50.4M
3
SIG
Senator Investment Group
New York
-$20.4M
4
BlackRock
BlackRock
New York
-$18.3M
5
Voloridge Investment Management
Voloridge Investment Management
Florida
-$16.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
GIA
101
Gladstone Institutional Advisory
Florida
$314K +$345K +656 New
CAGAS
102
Capital Advisory Group Advisory Services
Minnesota
$302K -$147K -280 -31%
AI
103
Atom Investors
Texas
$285K +$313K +595 New
SO
104
STRS Ohio
Ohio
$265K -$89.4K -170 -23%
IAIM
105
International Assets Investment Management
Florida
$256K +$2.63K +5 +0.9%
PPA
106
Parametric Portfolio Associates
Washington
$254K -$52.6K -100 -16%
PCM
107
Penserra Capital Management
California
$253K -$37.9K -72 -12%
RJFSA
108
Raymond James Financial Services Advisors
Florida
$248K +$47.3K +90 +21%
Principal Financial Group
109
Principal Financial Group
Iowa
$243K +$4.21K +8 +2%
AMH
110
Apollo Management Holdings
New York
$239K -$934K -1,775 -78%
Neuberger Berman Group
111
Neuberger Berman Group
New York
$239K -$18.4K -35 -7%
EAM
112
Exos Asset Management
New York
$237K -$14.7K -28 -5%
SFG
113
SNS Financial Group
Minnesota
$215K – – –
Envestnet Asset Management
114
Envestnet Asset Management
Illinois
$212K +$233K +443 New
AB
115
Amalgamated Bank
New York
$209K -$80.5K -153 -26%
TRCT
116
Tower Research Capital (TRC)
New York
$183K +$166K +316 +472%
Legal & General Group
117
Legal & General Group
United Kingdom
$121K -$41K -78 -24%
PNC Financial Services Group
118
PNC Financial Services Group
Pennsylvania
$115K – – –
CG
119
Cutler Group
California
$112K -$281K -534 -69%
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
120
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$98K +$53.1K +101 +98%
IA
121
IFP Advisors
Florida
$94K +$30K +57 +41%
KC
122
Kepos Capital
New York
$93K – – –
OSAM
123
O'Shaughnessy Asset Management
Connecticut
$90K +$98.4K +187 New
AIP
124
Ameritas Investment Partners
Nebraska
$89K -$31.6K -60 -24%
AWA
125
Arkadios Wealth Advisors
Georgia
$71K -$20.5K -39 -21%
3 4
5
6 7

STEM Hedge Fund Activity: Q3 2021 in Review

173 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Stem (STEM) for Q3 2021, worth a combined $1.41B — down 25% from $1.89B a quarter earlier.

Buyers outnumbered sellers: 50 funds opened new STEM positions and 44 closed out — a net gain of 6 holders — while 53 added to existing stakes and 44 trimmed.

The largest buyer was General Electric, opening a new position worth an estimated $62.1M. The largest seller was Adage Capital Partners, exiting entirely with an estimated $64.8M sold.

  • 173 institutional investors held Stem (STEM) as of Q3 2021, up from 168 in Q2 2021.
  • Funds reported $1.41B of Stem stock for Q3 2021, down 25% quarter-over-quarter.
  • 50 funds opened new Stem positions in Q3 2021 and 44 closed out, a net change of +6 holders.
  • The largest Stem buyer in Q3 2021 was General Electric, an estimated $62.1M added.
  • The largest Stem seller in Q3 2021 was Adage Capital Partners, an estimated $64.8M sold.

Based on aggregated 13F filings for Q3 2021.