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Stem
STEM

222 hedge funds and large institutions have $387M invested in Stem in 2023 Q4 according to their latest regulatory filings, with 35 funds opening new positions, 63 increasing their positions, 82 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more call options, than puts

Call options by funds: $14.8M | Put options by funds: $13M

0.29% less ownership

Funds ownership: 3.48% → 3.2% (-0.29%)

1% less funds holding

Funds holding: 224 → 222 (-2)

3% less first-time investments, than exits

New positions opened: 35 | Existing positions closed: 36

16% less capital invested

Capital invested by funds: $460M → $387M (-$73.5M)

23% less repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 82

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
222
Holders Change
-2
Holders Change %
-0.89%
% of All Funds
3.24%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.01%
New
35
Increased
63
Reduced
82
Closed
36
Calls
$14.8M
Puts
$13M
Net Calls
+$1.84M
Net Calls Change
-$968K

Top Buyers

1
Alkeon Capital Management
Alkeon Capital Management
New York
+$11.4M
2
Goldman Sachs
Goldman Sachs
New York
+$3.51M
3
Morgan Stanley
Morgan Stanley
New York
+$3.03M
4
BlackRock
BlackRock
New York
+$3.01M
5
RPA
Rock Point Advisors
Vermont
+$2.48M

Top Sellers

1
ECP
Electron Capital Partners
New York
-$21.1M
2
Vanguard Group
Vanguard Group
Pennsylvania
-$9.11M
3
Wellington Management Group
Wellington Management Group
Massachusetts
-$7.74M
4
CIBC Private Wealth Group
CIBC Private Wealth Group
Georgia
-$7.6M
5
Point72 Asset Management
Point72 Asset Management
Connecticut
-$7.43M
Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
26
Wells Fargo
California
$2.66M -$193K -2,794 -8%
UBS Group
27
UBS Group
Switzerland
$2.6M -$130K -1,880 -5%
Cohen & Steers
28
Cohen & Steers
New York
$2.47M – – –
N
29
Nuveen
North Carolina
$2.35M -$49.1K -712 -2%
Deutsche Bank
30
Deutsche Bank
Germany
$2.23M -$105K -1,520 -5%
SLAM
31
Swiss Life Asset Management
$2.18M +$567K +8,224 +41%
Barclays
32
Barclays
United Kingdom
$2.17M +$327K +4,739 +20%
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$2.12M +$8.96K +130 +0.5%
SC
34
Sculptor Capital
New York
$2.09M +$1.86M +26,975 New
NWM
35
Nicola Wealth Management
British Columbia, Canada
$2.08M +$155K +2,250 +9%
Bank of America
36
Bank of America
North Carolina
$2.07M -$98.7K -1,431 -5%
AA
37
ALPS Advisors
Colorado
$1.99M -$285K -4,127 -14%
HSBC Holdings
38
HSBC Holdings
United Kingdom
$1.94M +$1.32M +19,093 +328%
Baird Financial Group
39
Baird Financial Group
Wisconsin
$1.88M -$231K -3,345 -12%
Skandinaviska Enskilda Banken (SEB)
40
Skandinaviska Enskilda Banken (SEB)
Sweden
$1.87M -$62.5K -907 -4%
Amundi
41
Amundi
France
$1.8M -$718K -10,414 -30%
Jane Street
42
Jane Street
New York
$1.7M +$1.38M +20,000 +1,043%
Tudor Investment Corp
43
Tudor Investment Corp
Connecticut
$1.56M +$1.3M +18,832 +1,527%
Swedbank
44
Swedbank
Sweden
$1.5M – – –
EAM
45
Erste Asset Management
Austria
$1.42M -$3.47M -50,366 -74%
MMA
46
Mizuho Markets Americas
New York
$1.36M -$234K -3,400 -16%
CSCSIM
47
Clear Sky Carbon Solutions Investment Management
Texas
$1.33M +$1.18M +17,142 New
HHAM
48
HITE Hedge Asset Management
Massachusetts
$1.33M -$1.34M -19,372 -53%
SI
49
Symmetry Investments
Jersey
$1.28M +$674K +9,770 +146%
IWS
50
Insight Wealth Strategies
California
$1.27M +$540K +7,838 +91%
1
2
3 4 5

STEM Hedge Fund Activity: Q4 2023 in Review

222 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Stem (STEM) for Q4 2023, worth a combined $387M — down 16% from $460M a quarter earlier.

Sellers outnumbered buyers: 36 funds closed out of STEM and 35 opened new positions — a net loss of 1 holder — while 82 trimmed existing stakes and 63 added.

The largest buyer was Alkeon Capital Management, adding an estimated $11.4M. The largest seller was Electron Capital Partners, exiting entirely with an estimated $21.1M sold.

  • 222 institutional investors held Stem (STEM) as of Q4 2023, down from 224 in Q3 2023.
  • Funds reported $387M of Stem stock for Q4 2023, down 16% quarter-over-quarter.
  • 35 funds opened new Stem positions in Q4 2023 and 36 closed out, a net change of -1 holder.
  • The largest Stem buyer in Q4 2023 was Alkeon Capital Management, an estimated $11.4M added.
  • The largest Stem seller in Q4 2023 was Electron Capital Partners, an estimated $21.1M sold.

Based on aggregated 13F filings for Q4 2023.