|
201
|
Cetera Investment Advisers
Schaumburg,
Illinois
|
–
|
-$215K
|
-10,309
|
Closed
|
|
|
202
|
Diametric Capital
Boston,
Massachusetts
|
–
|
-$209K
|
-10,000
|
Closed
|
|
|
203
|
Zurich Cantonal Bank
Zurich,
Switzerland
|
–
|
-$197K
|
-9,232
|
Closed
|
|
|
204
|
Simplex Trading
Chicago,
Illinois
|
–
|
-$29K
|
-1,412
|
Closed
|
|
|
205
|
Essential Partners
Rancho Santa Fe,
California
|
–
|
-$8.3K
|
-398
|
Closed
|
|
|
206
|
Red Tortoise LLC
Atlanta,
Georgia
|
–
|
-$4.29K
|
-206
|
Closed
|
|
|
207
|
Wealthspire Advisors (New York)
New York
|
–
|
-$2.54K
|
-122
|
Closed
|
|
|
208
|
Marquette Asset Management
Minneapolis,
Minnesota
|
–
|
-$2.19K
|
-105
|
Closed
|
|
|
209
|
MAI Capital Management
Independence,
Ohio
|
–
|
-$1.75K
|
-84
|
Closed
|
|
|
210
|
Advisory Services Network
Atlanta,
Georgia
|
–
|
-$1.37K
|
-66
|
Closed
|
|
|
211
|
Carolina Wealth Advisors
Myrtle Beach,
South Carolina
|
–
|
-$1.02K
|
-49
|
Closed
|
|
|
212
|
Clearstead Trust
Portland,
Maine
|
–
|
-$918
|
-44
|
Closed
|
|
|
213
|
Steward Partners Investment Advisory
New York
|
–
|
-$897
|
-43
|
Closed
|
|
|
214
|
Raffa Wealth Management
Washington,
District of Columbia
|
–
|
-$771
|
-37
|
Closed
|
|
|
215
|
Rise Advisors
Rochester,
New York
|
–
|
-$563
|
-27
|
Closed
|
|
|
216
|
Parkside Financial Bank & Trust
Saint Louis,
Missouri
|
–
|
-$501
|
-24
|
Closed
|
|
|
217
|
Golden State Wealth Management
Santa Ana,
California
|
–
|
-$480
|
-23
|
Closed
|
|
|
218
|
Annis Gardner Whiting Capital Advisors
Tampa,
Florida
|
–
|
-$292
|
-14
|
Closed
|
|
|
219
|
Principal Securities
Des Moines,
Iowa
|
–
|
-$188
|
-9
|
Closed
|
|
|
220
|
Sunbelt Securities
Houston,
Texas
|
–
|
-$104
|
-5
|
Closed
|
|
