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SRNE

Sorrento Therapeutics, Inc.
SRNE

Delisted

SRNE was delisted on the 22nd of February, 2023.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Coatue Management
226
Coatue Management
New York
– -$5.12M -750,000 Closed
First Trust Advisors
227
First Trust Advisors
Illinois
– -$1.21M -177,086 Closed
SC
228
Sculptor Capital
New York
– -$921K -134,900 Closed
ECM
229
ExodusPoint Capital Management
New York
– -$341K -50,000 Closed
GT
230
Glenmede Trust
Pennsylvania
– -$199K -29,257 Closed
HSBC Holdings
231
HSBC Holdings
United Kingdom
– -$199K -28,673 Closed
DADC
232
D.A. Davidson & Co
Montana
– -$109K -16,000 Closed
Cetera Investment Advisers
233
Cetera Investment Advisers
Illinois
– -$101K -14,811 Closed
FRM
234
Fox Run Management
Connecticut
– -$93K -13,638 Closed
LSPW
235
Lake Street Private Wealth
Illinois
– -$90K -13,200 Closed
AWM
236
Apollon Wealth Management
South Carolina
– -$81K -11,834 Closed
ACI
237
Alpha Cubed Investments
California
– -$75K -11,000 Closed
WS
238
Wedbush Securities
California
– -$73K -10,700 Closed
MAFM
239
Mid Atlantic Financial Management
Pennsylvania
– -$68K -10,000 Closed
CL
240
CSS LLC
Illinois
– -$57K -8,400 Closed
Fifth Third Bancorp
241
Fifth Third Bancorp
Ohio
– -$34K -5,000 Closed
PWM
242
Perigon Wealth Management
California
– -$29K -4,200 Closed
SWM
243
Sugarloaf Wealth Management
Georgia
– -$14K -2,000 Closed
Parallax Volatility Advisers
244
Parallax Volatility Advisers
California
– -$12K -1,736 Closed
Northwestern Mutual Wealth Management
245
Northwestern Mutual Wealth Management
Wisconsin
– -$10K -1,500 Closed
ASN
246
Advisory Services Network
Georgia
– -$8K -1,138 Closed
GIA
247
Goodwin Investment Advisory
Georgia
– -$8K -1,100 Closed
FCH
248
Freestone Capital Holdings
Washington
– -$6.83K -1,000 Closed
IA
249
IFP Advisors
Florida
– -$10.6K -1,000 Closed
LWANC
250
Laurel Wealth Advisors (North Carolina)
North Carolina
– -$6K -861 Closed
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10
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