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SRNE

Sorrento Therapeutics, Inc.

Delisted

SRNE was delisted on the 22nd of February, 2023.

37 hedge funds and large institutions have $51.5M invested in Sorrento Therapeutics, Inc. in 2014 Q2 according to their latest regulatory filings, with 16 funds opening new positions, 14 increasing their positions, 6 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 6

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

78% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 9

23% more funds holding

Funds holding: 3037 (+7)

8% less capital invested

Capital invested by funds: $55.9M → $51.5M (-$4.3M)

Holders
37
Holders Change
+7
Holders Change %
+23.33%
% of All Funds
1.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
16
Increased
14
Reduced
6
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TC
26
TFS Capital
Pennsylvania
$100K +$2.34K +310 +2%
PA
27
Pinnacle Associates
New York
$79K +$88.2K +11,700 New
Bank of New York Mellon
28
Bank of New York Mellon
New York
$79K +$88.3K +11,716 New
State Street
29
State Street
Massachusetts
$71K +$79.2K +10,500 New
BIM
30
BlackRock Investment Management
Delaware
$25K +$28.3K +3,759 New
BA
31
BlackRock Advisors
Delaware
$17K +$18.9K +2,511 New
Morgan Stanley
32
Morgan Stanley
New York
$10K +$6.97K +925 +161%
U
33
UBS
Switzerland
$7K -$262K -34,807 -97%
TRCT
34
Tower Research Capital (TRC)
New York
$6K -$9.71K -1,287 -61%
Barclays
35
Barclays
United Kingdom
$6K +$7.54K +1,000 New
Neuberger Berman Group
36
Neuberger Berman Group
New York
-$566K -44,200 Closed
PAM
37
Panagora Asset Management
Massachusetts
-$396K -30,877 Closed
LP
38
LMR Partners
United Kingdom
-$387K -30,206 Closed
GTC
39
Ghost Tree Capital
New York
-$385K -30,000 Closed
Susquehanna International Group
40
Susquehanna International Group
Pennsylvania
-$279K -21,743 Closed
CS
41
Credit Suisse
Switzerland
-$241K -18,800 Closed
BG
42
BlackRock Group
United Kingdom
-$223K -17,439 Closed
Wells Fargo
43
Wells Fargo
California
-$47.5K -6,297 -100%
TC
44
TradeLink Capital
Illinois
-$12K -900 Closed
Citigroup
45
Citigroup
New York
+$136 +18 New