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Sempra
SRE

Name Holding Trade Value Shares
Change 		Change in
Stake
HF
1001
HRT Financial
New York
– -$1M -13,812 Closed
E
1002
Ergoteles
New York
– -$894K -12,278 Closed
QIM
1003
Quantitative Investment Management
Virginia
– -$816K -11,220 Closed
VIA
1004
Vident Investment Advisory
Georgia
– -$803K -11,020 Closed
OTL
1005
Oak Thistle LLC
New York
– -$770K -10,572 Closed
CW
1006
CreativeOne Wealth
Kansas
– -$762K -10,474 Closed
DWM
1007
Destination Wealth Management
California
– -$749K -10,284 Closed
WI
1008
Wahed Invest
New York
– -$653K -9,038 Closed
PA
1009
PFG Advisors
Arizona
– -$592K -8,138 Closed
YIH
1010
Y-Intercept (HK)
Hong Kong
– -$534K -7,336 Closed
AC
1011
AXQ Capital
New Jersey
– -$524K -7,200 Closed
CAS
1012
Coppell Advisory Solutions
Texas
– -$419K -5,788 Closed
EWM
1013
Empirical Wealth Management
Washington
– -$398K -5,472 Closed
QI
1014
Qtron Investments
Massachusetts
– -$374K -5,136 Closed
HT
1015
Headlands Technologies
Illinois
– -$361K -4,958 Closed
PA
1016
Prossimo Advisors
California
– -$359K -4,930 Closed
SW
1017
SteelPeak Wealth
California
– -$353K -4,844 Closed
MM
1018
MQS Management
New York
– -$352K -4,840 Closed
WCFA
1019
Walkner Condon Financial Advisors
Wisconsin
– -$339K -4,664 Closed
SXL
1020
Summit X LLC
Missouri
– -$307K -4,216 Closed
DFCM
1021
Dark Forest Capital Management
Puerto Rico
– -$259K -3,558 Closed
AR
1022
Advisory Research
Illinois
– -$251K -3,446 Closed
TNA
1023
True North Advisors
Texas
– -$239K -3,284 Closed
CHP
1024
Cable Hill Partners
Oregon
– -$234K -3,220 Closed
TA
1025
TFB Advisors
Kansas
– -$231K -3,172 Closed
39 40
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