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SRE.PRA

Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA

Delisted

SRE.PRA was delisted on the 14th of January, 2021.

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Name Holding Trade Value Shares
Change 		Change in
Stake
D.E. Shaw & Co
26
D.E. Shaw & Co
New York
$10.2M +$10.1M +100,000 New
Barclays
27
Barclays
United Kingdom
$9M +$8.86M +87,900 New
ICM
28
Ionic Capital Management
New York
$8.33M +$8.23M +81,583 New
BCM
29
BlueCrest Capital Management
Jersey
$7.6M +$7.49M +74,239 New
MA
30
MUFG Americas
New York
$7.34M – – –
OCM
31
Oaktree Capital Management
California
$5.63M +$5.55M +55,000 New
AA
32
AQR Arbitrage
Connecticut
$5.33M +$5.26M +52,150 New
ACM
33
Advent Capital Management
New York
$5.23M +$5.16M +51,194 New
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$5.12M – – –
Parnassus Investments
35
Parnassus Investments
California
$5.12M +$5.04M +50,000 New
BNP Paribas Financial Markets
36
BNP Paribas Financial Markets
France
$4.09M – – –
Goldman Sachs
37
Goldman Sachs
New York
$3.94M +$3.88M +38,500 New
Millennium Management
38
Millennium Management
New York
$3.68M +$3.63M +35,986 New
Federated Hermes
39
Federated Hermes
Pennsylvania
$3.38M +$3.33M +33,000 New
SEI Investments
40
SEI Investments
Pennsylvania
$3.23M +$3.18M +31,547 New
Wellington Management Group
41
Wellington Management Group
Massachusetts
$3.06M +$3.01M +29,900 New
LTI
42
Laffer Tengler Investments
Tennessee
$2.85M +$2.81M +27,907 New
ES
43
Equitec Specialists
Illinois
$2.38M +$2.34M +23,246 New
CM
44
CS McKee
Pennsylvania
$1.74M +$1.71M +17,000 New
GF
45
Gabelli Funds
New York
$1.62M +$1.6M +15,915 New
KOCAA
46
Knights of Columbus Asset Advisors
Connecticut
$1.36M +$1.35M +13,346 New
PCM
47
Palisade Capital Management
New Jersey
$1.12M +$1.11M +11,000 New
CS
48
Credit Suisse
Switzerland
$1.02M +$1.01M +10,000 New
WAM
49
Wolverine Asset Management
Illinois
$854K +$844K +8,368 New
Cambridge Investment Research Advisors
50
Cambridge Investment Research Advisors
Iowa
$604K +$595K +5,904 New
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