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State Street SPDR S&P 500 ETF Trust
SPY

Name Holding Trade Value Shares
Change 		Change in
Stake
WAM
3351
Warberg Asset Management
Illinois
– -$8.07M -21,000 Closed
PAPAIJV
3352
Paragon Associates & Paragon Associates II Joint Venture
Texas
– -$7.14M -20,000 Closed
CCMD
3353
Cypress Capital Management (Delaware)
Delaware
– -$6.5M -18,184 Closed
PE
3354
Point72 Europe
United Kingdom
– -$6.29M -17,600 Closed
BCM
3355
Barometer Capital Management
Ontario, Canada
– -$6.17M -17,284 Closed
HHGC
3356
Hunting Hill Global Capital
New York
– -$5.77M -16,143 Closed
SFS
3357
Shaker Financial Services
Virginia
– -$5.66M -15,844 Closed
FFM
3358
Fullerton Fund Management
Singapore
– -$4.82M -13,500 Closed
Caisse de Depot et Placement du Quebec (CDPQ)
3359
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
– -$4.62M -12,945 Closed
Capital Fund Management (CFM)
3360
Capital Fund Management (CFM)
France
– -$4.61M -12,003 Closed
ACK
3361
Andrew C. Karlinski
– -$3.9M -10,916 Closed
CAIMH
3362
Central Asset Investments & Management Holdings
Hong Kong
– -$3.57M -10,000 Closed
HIC
3363
Hartline Investment Corp
Illinois
– -$3.28M -9,190 Closed
AS
3364
Altshuler Shaham
Israel
– -$3.48M -9,057 Closed
HIP
3365
HUB Investment Partners
Texas
– -$3.03M -8,480 Closed
FCM
3366
Fortis Capital Management
Washington
– -$2.74M -7,676 Closed
JC
3367
JBF Capital
Colorado
– -$2.68M -7,500 Closed
CIP
3368
Capital Insight Partners
Arizona
– -$2.27M -6,344 Closed
BCM
3369
Beck Capital Management
Texas
– -$2.21M -6,186 Closed
HGERS
3370
Householder Group Estate & Retirement Specialist
Arizona
– -$2.12M -5,929 Closed
YIH
3371
Y-Intercept (HK)
Hong Kong
– -$1.88M -5,274 Closed
BAM
3372
Bayview Asset Management
Florida
– -$1.98M -5,147 Closed
ICM
3373
Infini Capital Management
Hong Kong
– -$1.79M -5,000 Closed
First Trust Advisors
3374
First Trust Advisors
Illinois
– -$1.77M -4,963 Closed
HC
3375
Hamilton Capital
Ohio
– -$1.65M -4,624 Closed
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135
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