|
26
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$4K
|
–
|
–
|
–
|
|
|
27
|
Bank of America
Charlotte,
North Carolina
|
$2K
|
-$860K
|
-200
|
Closed
|
|
|
28
|
Wealthspire Advisors (Maryland)
Potomac,
Maryland
|
$2K
|
–
|
–
|
–
|
|
|
29
|
IFP Advisors
Tampa,
Florida
|
$1K
|
–
|
–
|
–
|
|
|
30
|
Hartline Investment Corp
Winnetka,
Illinois
|
–
|
-$3.9M
|
-860
|
Closed
|
|
|
31
|
JCSD Capital
Walnut Creek,
California
|
–
|
-$734K
|
-162
|
Closed
|
|
|
32
|
|
–
|
-$533K
|
-124
|
Closed
|
|
|
33
|
|
–
|
-$326K
|
-72
|
Closed
|
|
|
34
|
Lucas Capital Management
Red Bank,
New Jersey
|
–
|
-$230K
|
-51
|
Closed
|
|
|
35
|
Barclays
London,
United Kingdom
|
–
|
-$198K
|
-46
|
Closed
|
|
|
36
|
BTR Capital Management
Oakland,
California
|
–
|
-$201K
|
-44
|
Closed
|
|
|
37
|
|
–
|
-$163K
|
-36
|
Closed
|
|
|
38
|
Avidian Wealth Enterprises
Houston,
Texas
|
–
|
-$148K
|
-33
|
Closed
|
|
|
39
|
Simplex Trading
Chicago,
Illinois
|
–
|
-$131K
|
-29
|
Closed
|
|
|
40
|
Berkshire Asset Management
Wilkes Barre,
Pennsylvania
|
–
|
-$107K
|
-24
|
Closed
|
|
|
41
|
HBK Sorce Advisory
Erie,
Pennsylvania
|
–
|
-$99K
|
-22
|
Closed
|
|
|
42
|
AlphaMark Advisors
Ft. Wright,
Kentucky
|
–
|
-$34K
|
-8
|
Closed
|
|
|
43
|
SEI Investments
Oaks,
Pennsylvania
|
–
|
-$4K
|
-1
|
Closed
|
|
|
44
|
|
–
|
-$1K
|
–
|
–
|
|
