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State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB

115 hedge funds and large institutions have $2.33B invested in State Street SPDR Portfolio Short Term Corporate Bond ETF in 2014 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 52 increasing their positions, 27 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 27

80% more funds holding in top 10

Funds holding in top 10: 5 → 9 (+4)

68% more capital invested

Capital invested by funds: $1.39B → $2.33B (+$943M)

22% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 18

4% more funds holding

Funds holding: 111 → 115 (+4)

2.01% more ownership

Funds ownership: 74.69% → 76.69% (+2%)

Holders
115
Holders Change
+4
Holders Change %
+3.6%
% of All Funds
3.32%
Holding in Top 10
9
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+80%
% of All Funds
0.26%
New
22
Increased
52
Reduced
27
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RIG
RiverFront Investment Group
Virginia
+$92.5M
2
Bank of America
Bank of America
North Carolina
+$91.7M
3
WIM
Windhaven Investment Management
Massachusetts
+$56.7M
4
Fisher Asset Management
Fisher Asset Management
Washington
+$23.7M
5
Morgan Stanley
Morgan Stanley
New York
+$23.6M

Top Sellers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
-$28M
2
SCM
Saba Capital Management
New York
-$17.4M
3
SI
Stephens Inc
Arkansas
-$15.4M
4
QA
Quantitative Advantage
Minnesota
-$12M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$4.76M
Name Holding Trade Value Shares
Change 		Change in
Stake
Ameriprise
76
Ameriprise
Minnesota
$463K -$52.7K -1,713 -10%
EWM
77
Empirical Wealth Management
Washington
$458K -$88.6K -2,881 -16%
Bank of New York Mellon
78
Bank of New York Mellon
New York
$381K -$48.5K -1,578 -11%
TIA
79
Tiemann Investment Advisors
California
$365K – – –
PA
80
Pinnacle Associates
New York
$363K – – –
BWM
81
Braver Wealth Management
Massachusetts
$347K +$43.9K +1,429 +15%
LW
82
Linscomb Wealth
Texas
$329K +$329K +10,704 New
Barclays
83
Barclays
United Kingdom
$321K +$13.2K +429 +4%
DP
84
Dearborn Partners
Illinois
$320K -$112K -3,642 -26%
AI
85
Atria Investments
North Carolina
$309K +$50.9K +1,656 +20%
CM
86
Capital Management
Virginia
$280K +$13.8K +450 +5%
CS
87
Credit Suisse
Switzerland
$278K -$5.2K -169 -2%
Manulife (Manufacturers Life Insurance)
88
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$261K +$9.61M +312,677 +4%
TCM
89
Telos Capital Management
California
$254K +$254K +8,254 New
SFA
90
Sequoia Financial Advisors
Ohio
$235K +$5.47K +178 +2%
SMC
91
Smith, Moore & Co
Missouri
$228K – – –
DS
92
DRW Securities
Illinois
$224K +$224K +7,275 New
FHC
93
First Heartland Consultants
Missouri
$223K +$222K +7,236 New
SCG
94
Strategic Capital Group
Washington
$217K +$138K +4,475 +173%
WA
95
Winfield Associates
Ohio
$195K +$195K +6,350 New
CFS
96
Community Financial System
New York
$181K – – –
CP
97
Corbenic Partners
Pennsylvania
$175K +$75K +2,440 +75%
FIG
98
Fusion Investment Group
Pennsylvania
$163K +$163K +5,303 New
TWA
99
TCI Wealth Advisors
Arizona
$150K – – –
Creative Planning
100
Creative Planning
Kansas
$143K +$51.2K +1,664 +56%
2 3
4
5 6

SPSB Hedge Fund Activity: Q1 2014 in Review

115 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio Short Term Corporate Bond ETF (SPSB) for Q1 2014, worth a combined $2.33B — up 68% from $1.39B a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new SPSB positions and 18 closed out — a net gain of 4 holders — while 52 added to existing stakes and 27 trimmed.

The largest buyer was RiverFront Investment Group, opening a new position worth an estimated $92.5M. The largest seller was LPL Financial, cutting an estimated $28M.

  • 115 institutional investors held State Street SPDR Portfolio Short Term Corporate Bond ETF (SPSB) as of Q1 2014, up from 111 in Q4 2013.
  • Funds reported $2.33B of State Street SPDR Portfolio Short Term Corporate Bond ETF stock for Q1 2014, up 68% quarter-over-quarter.
  • 22 funds opened new State Street SPDR Portfolio Short Term Corporate Bond ETF positions in Q1 2014 and 18 closed out, a net change of +4 holders.
  • The largest State Street SPDR Portfolio Short Term Corporate Bond ETF buyer in Q1 2014 was RiverFront Investment Group, an estimated $92.5M added.
  • The largest State Street SPDR Portfolio Short Term Corporate Bond ETF seller in Q1 2014 was LPL Financial, an estimated $28M sold.

Based on aggregated 13F filings for Q1 2014.