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Spruce Power Holding Corp
SPRU

Name Holding Trade Value Shares
Change 		Change in
Stake
CH
101
CVI Holdings
Delaware
– -$11.9M -62,500 Closed
CC
102
Caxton Corporation
New Jersey
– -$7.12M -37,500 Closed
ArrowMark Colorado Holdings
103
ArrowMark Colorado Holdings
Colorado
– -$3.2M -16,875 Closed
SCA
104
Sassicaia Capital Advisers
New York
– -$2.25M -11,838 Closed
Belvedere Trading
105
Belvedere Trading
Illinois
– -$1.64M -8,624 Closed
HRT Financial
106
HRT Financial
New York
– -$1.5M -7,878 Closed
ExodusPoint Capital Management
107
ExodusPoint Capital Management
New York
– -$1.34M -7,042 Closed
CLCM
108
Crawford Lake Capital Management
New Jersey
– -$1.18M -6,216 Closed
AGM
109
Alpine Global Management
New York
– -$1.18M -6,200 Closed
Point72 Asset Management
110
Point72 Asset Management
Connecticut
– -$1.01M -5,300 Closed
BRWA
111
B. Riley Wealth Advisors
Florida
– -$940K -4,950 Closed
OFG
112
OTA Financial Group
New York
– -$733K -3,861 Closed
UFM
113
Ursa Fund Management
California
– -$712K -3,750 Closed
Cetera Advisor Networks
114
Cetera Advisor Networks
California
– -$611K -3,221 Closed
BSCM
115
Berry Street Capital Management
United Kingdom
– -$475K -2,500 Closed
Lido Advisors
116
Lido Advisors
California
– -$474K -2,500 Closed
Cambridge Investment Research Advisors
117
Cambridge Investment Research Advisors
Iowa
– -$466K -2,454 Closed
PEAK6 Investments
118
PEAK6 Investments
Illinois
– -$269K -2,035 Closed
PP
119
Paloma Partners
Connecticut
– -$367K -1,935 Closed
BAM
120
Blueshift Asset Management
New Jersey
– -$287K -1,510 Closed
BCM
121
Bayesian Capital Management
New York
– -$233K -1,225 Closed
FIA
122
FNY Investment Advisers
New York
– -$232K -1,225 Closed
55I LLC
123
55I LLC
Massachusetts
– -$203K -1,072 Closed
Parallel Advisors
124
Parallel Advisors
California
– -$26K -138 Closed
RG
125
Retirement Group
California
– -$26K -138 Closed
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