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Spruce Power Holding Corp

Name Holding Trade Value Shares
Change
Change in
Stake
IA
51
IFP Advisors
Florida
$23K +$20.9K +250 New
Bank of America
52
Bank of America
North Carolina
$7K +$6.45K +77 New
PGAM
53
Princeton Global Asset Management
New Jersey
$6K +$5.28K +63 New
Wells Fargo
54
Wells Fargo
California
$3K +$2.6K +31 New
Morgan Stanley
55
Morgan Stanley
New York
$2K -$1.17K -14 -40%
SFS
56
Sowell Financial Services
Arkansas
$2K +$2.1K +25 New
UOC
57
UBS O'Connor
Illinois
-$16.2M -193,586 Closed
Hudson Bay Capital Management
58
Hudson Bay Capital Management
Connecticut
-$10.9M -134,167 Closed
PAMP
59
Polar Asset Management Partners
Ontario, Canada
-$8.59M -105,723 Closed
FTCM
60
Fir Tree Capital Management
New York
-$8.05M -99,158 Closed
CIM
61
Cowen Investment Management
New York
-$5.78M -71,151 Closed
RCM
62
Radcliffe Capital Management
Pennsylvania
-$4.96M -61,038 Closed
JG
63
Jefferies Group
New York
-$3.04M -37,500 Closed
PMAM
64
Picton Mahoney Asset Management
Ontario, Canada
-$3.04M -37,500 Closed
MSU
65
Mizuho Securities USA
New York
-$2.49M -31,250 Closed
AA
66
AQR Arbitrage
Connecticut
-$1.98M -24,375 Closed
BCM
67
Basso Capital Management
Connecticut
-$806K -9,922 Closed
CAC
68
Cowen and Company
New York
-$619K -7,626 Closed
FTCM
69
First Trust Capital Management
Illinois
-$579K -7,135 Closed
PP
70
Paloma Partners
Connecticut
-$508K -6,250 Closed
VCM
71
Vivaldi Capital Management
Illinois
-$439K -5,404 Closed
Stifel Financial
72
Stifel Financial
Missouri
-$171K -2,100 Closed
TI
73
Trexquant Investment
Connecticut
-$104K -1,286 Closed