|
376
|
Gleason Group
Prospect,
Kentucky
|
$2K
|
–
|
–
|
–
|
|
|
377
|
Winch Advisory Services
Appleton,
Wisconsin
|
$2K
|
–
|
–
|
–
|
|
|
378
|
|
$2K
|
+$1.86K
|
+38
|
New
|
|
|
379
|
Concourse Financial Group Securities
Birmingham,
Alabama
|
$2K
|
+$2.39K
|
+49
|
New
|
|
|
380
|
Barnett & Company
Chattanooga,
Tennessee
|
$1K
|
–
|
–
|
–
|
|
|
381
|
Endurance Wealth Management
Providence,
Rhode Island
|
$1K
|
–
|
–
|
–
|
|
|
382
|
Gradient Investments
Arden Hills,
Minnesota
|
$1K
|
–
|
–
|
–
|
|
|
383
|
Macroview Investment Management
Bethesda,
Maryland
|
$1K
|
–
|
–
|
–
|
|
|
384
|
Parallel Advisors
San Francisco,
California
|
$1K
|
–
|
–
|
–
|
|
|
385
|
Hantz Financial Services
Southfield,
Michigan
|
$1K
|
+$1.12K
|
+23
|
New
|
|
|
386
|
Westside Investment Management
Santa Monica,
California
|
$41
|
–
|
–
|
–
|
|
|
387
|
Wealthspire Advisors (New York)
New York
|
–
|
-$11M
|
-239,087
|
Closed
|
|
|
388
|
First Heartland Consultants
Lake St. Louis,
Missouri
|
–
|
-$3.44M
|
-74,571
|
Closed
|
|
|
389
|
Simplicity Solutions
Minneapolis,
Minnesota
|
–
|
-$1.61M
|
-34,880
|
Closed
|
|
|
390
|
Advisors Capital Management
Ridgewood,
New Jersey
|
–
|
-$910K
|
-19,717
|
Closed
|
|
|
391
|
Global Retirement Partners
San Rafael,
California
|
–
|
-$754K
|
-16,340
|
Closed
|
|
|
392
|
Flow Traders U.S.
New York
|
–
|
-$676K
|
-14,655
|
Closed
|
|
|
393
|
Legacy Financial Group (Iowa)
Des Moines,
Iowa
|
–
|
-$538K
|
-11,663
|
Closed
|
|
|
394
|
MONECO Advisors
Fairfield,
Connecticut
|
–
|
-$405K
|
-8,782
|
Closed
|
|
|
395
|
Tectonic Advisors
Frisco,
Texas
|
–
|
-$383K
|
-8,298
|
Closed
|
|
|
396
|
Better Money Decisions
Santa Fe,
New Mexico
|
–
|
-$382K
|
-8,272
|
Closed
|
|
|
397
|
Bank of Montreal
Toronto,
Ontario, Canada
|
–
|
-$247K
|
-6,388
|
Closed
|
|
|
398
|
Segall Bryant & Hamill
Chicago,
Illinois
|
–
|
-$247K
|
-5,350
|
Closed
|
|
|
399
|
Ballast Inc
Lexington,
Kentucky
|
–
|
-$228K
|
-4,943
|
Closed
|
|
|
400
|
Sterling Financial Planning
Sparta,
New Jersey
|
–
|
-$88K
|
-1,900
|
Closed
|
|
