|
376
|
Aspiriant LLC
Los Angeles,
California
|
–
|
-$441K
|
-9,636
|
Closed
|
|
|
377
|
Tower Research Capital (TRC)
New York
|
–
|
-$397K
|
-8,420
|
-100%
|
|
|
378
|
IberiaBank
Lafayette,
Louisiana
|
–
|
-$321K
|
-6,901
|
Closed
|
|
|
379
|
First Heartland Consultants
Lake St. Louis,
Missouri
|
–
|
-$309K
|
-6,741
|
Closed
|
|
|
380
|
IBEX Wealth Advisors
Bedminster,
New Jersey
|
–
|
-$301K
|
-6,526
|
Closed
|
|
|
381
|
Diligent Investors
Redlands,
California
|
–
|
-$296K
|
-6,461
|
Closed
|
|
|
382
|
KeyBank National Association
Cleveland,
Ohio
|
–
|
-$233K
|
-5,084
|
Closed
|
|
|
383
|
Investment Centers of America
Bismarck,
North Dakota
|
–
|
-$222K
|
-4,832
|
Closed
|
|
|
384
|
SL Advisors
Westfield,
New Jersey
|
–
|
-$216K
|
-4,721
|
Closed
|
|
|
385
|
Aveo Capital Partners
Englewood,
Colorado
|
–
|
-$214K
|
-4,666
|
Closed
|
|
|
386
|
Modera Wealth Management
Westwood,
New Jersey
|
–
|
-$210K
|
-4,584
|
Closed
|
|
|
387
|
F.L. Putnam Investment Management
Lynnfield,
Massachusetts
|
–
|
-$207K
|
-4,528
|
Closed
|
|
|
388
|
Bridgeworth
Birmingham,
Alabama
|
–
|
-$205K
|
-4,471
|
Closed
|
|
|
389
|
Tuttle Capital Management
Riverside,
Connecticut
|
–
|
-$136K
|
-2,972
|
Closed
|
|
|
390
|
Bristlecone Advisors
Bellevue,
Washington
|
–
|
-$99K
|
-2,167
|
Closed
|
|
|
391
|
Parkside Financial Bank & Trust
Saint Louis,
Missouri
|
–
|
-$90K
|
-1,964
|
Closed
|
|
|
392
|
West Oak Capital
Westlake Village,
California
|
–
|
-$18.3K
|
-400
|
Closed
|
|
|
393
|
Northwest Investment Counselors
Lake Oswego,
Oregon
|
–
|
-$6K
|
-136
|
Closed
|
|
|
394
|
Asset Planning Services (Pennsylvania)
Harleysville,
Pennsylvania
|
–
|
-$2K
|
-33
|
Closed
|
|
|
395
|
WESPAC Advisors SoCal
Pasadena,
California
|
–
|
-$1K
|
-24
|
Closed
|
|
