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Invesco S&P 500 Low Volatility ETF

142 hedge funds and large institutions have $1.25B invested in Invesco S&P 500 Low Volatility ETF in 2013 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 48 increasing their positions, 54 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more funds holding in top 10

Funds holding in top 10: 1112 (+1)

1.99% more ownership

Funds ownership: 42.96%44.94% (+2%)

0% more funds holding

Funds holding: 142142 (0)

0% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 21

11% less repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 54

35% less capital invested

Capital invested by funds: $1.92B → $1.25B (-$670M)

92% less call options, than puts

Call options by funds: $362K | Put options by funds: $4.41M

Holders
142
Holders Change
Holders Change %
0%
% of All Funds
4.6%
Holding in Top 10
12
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+9.09%
% of All Funds
0.39%
New
21
Increased
48
Reduced
54
Closed
21
Calls
$362K
Puts
$4.41M
Net Calls
-$4.05M
Net Calls Change
+$194M
Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
126
Carson Wealth (CWM LLC)
Nebraska
$53K +$53.9K +1,701 New
CG
127
Colony Group
Massachusetts
$48K +$48.9K +1,545 New
KTC
128
Kistler-Tiffany Companies
Pennsylvania
$43K +$43.7K +1,380 New
PAS
129
Partnervest Advisory Services
California
$34K +$34.4K +1,088 New
HR
130
Howe & Rusling
New York
$31K
LIA
131
LS Investment Advisors
Michigan
$31K +$31.7K +1,000 New
CEMP
132
Compass Efficient Model Portfolios
Tennessee
$30K
NYLIM
133
New York Life Investment Management
New York
$23K -$3.9M -123,034 -99%
FANJ
134
Financial Architects (New Jersey)
New Jersey
$23K +$13.7K +433 +148%
OIA
135
Optimum Investment Advisors
Illinois
$22K +$21.9K +691 New
HNB
136
Huntington National Bank
Ohio
$17K
RFA
137
Reilly Financial Advisors
California
$16K
ECM
138
ETrade Capital Management
Virginia
$13K +$12.8K +403 New
MA
139
MUFG Americas
New York
$11K +$11.2K +353 New
FBT
140
Founders Bank & Trust
Michigan
$7K
WF
141
WealthTrust Fairport
Ohio
$5K -$10.6K -335 -67%
GI
142
Gradient Investments
Minnesota
$4K +$4.34K +137 New
EFS
143
Essex Financial Services
Connecticut
$1.46K +$146K +4,617 +11%
RIG
144
RiverFront Investment Group
Virginia
-$51.2M -1,644,976 Closed
KIM
145
Karpus Investment Management
New York
-$9.08M -291,721 Closed
Nomura Holdings
146
Nomura Holdings
Japan
-$2.18M -70,100 Closed
DS
147
DRW Securities
Illinois
-$1.3M -41,644 Closed
RTS
148
Round Table Services
New Jersey
-$1.22M -39,250 Closed
CWA
149
Convergent Wealth Advisors
Maryland
-$1.18M -37,785 Closed
Two Sigma Advisers
150
Two Sigma Advisers
New York
-$820K -26,356 Closed

SPLV Hedge Fund Activity: Q3 2013 in Review

142 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Invesco S&P 500 Low Volatility ETF (SPLV) for Q3 2013, worth a combined $1.25B — down 35% from $1.92B a quarter earlier.

Fund positioning in SPLV was balanced in Q3 2013: 21 funds opened new positions, 21 closed out, 48 added to existing stakes and 54 trimmed.

The largest buyer was HSBC Holdings, adding an estimated $212M. The largest seller was RiverFront Investment Group, exiting entirely with an estimated $51.2M sold.

  • 142 institutional investors held Invesco S&P 500 Low Volatility ETF (SPLV) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $1.25B of Invesco S&P 500 Low Volatility ETF stock for Q3 2013, down 35% quarter-over-quarter.
  • 21 funds opened new Invesco S&P 500 Low Volatility ETF positions in Q3 2013 and 21 closed out, a net change of 0 holders.
  • The largest Invesco S&P 500 Low Volatility ETF buyer in Q3 2013 was HSBC Holdings, an estimated $212M added.
  • The largest Invesco S&P 500 Low Volatility ETF seller in Q3 2013 was RiverFront Investment Group, an estimated $51.2M sold.

Based on aggregated 13F filings for Q3 2013.