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Invesco S&P 500 Low Volatility ETF

142 hedge funds and large institutions have $1.25B invested in Invesco S&P 500 Low Volatility ETF in 2013 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 48 increasing their positions, 54 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more funds holding in top 10

Funds holding in top 10: 1112 (+1)

1.99% more ownership

Funds ownership: 42.96%44.94% (+2%)

0% more funds holding

Funds holding: 142142 (0)

0% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 21

11% less repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 54

35% less capital invested

Capital invested by funds: $1.92B → $1.25B (-$670M)

92% less call options, than puts

Call options by funds: $362K | Put options by funds: $4.41M

Holders
142
Holders Change
Holders Change %
0%
% of All Funds
4.6%
Holding in Top 10
12
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+9.09%
% of All Funds
0.39%
New
21
Increased
48
Reduced
54
Closed
21
Calls
$362K
Puts
$4.41M
Net Calls
-$4.05M
Net Calls Change
+$194M
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
51
Envestnet Asset Management
Illinois
$2.77M -$20.2M -638,415 -88%
GHF
52
Good Harbor Financial
Illinois
$2.69M +$1.68M +53,158 +160%
CIBC World Market
53
CIBC World Market
Ontario, Canada
$2.68M +$393K +12,423 +17%
CAN
54
Cetera Advisor Networks
California
$2.12M +$649K +20,515 +43%
BII
55
Bainco International Investors
Massachusetts
$1.98M +$322K +10,177 +19%
RJT
56
Raymond James Trust
Florida
$1.91M +$179K +5,667 +10%
AAS
57
Annex Advisory Services
Wisconsin
$1.83M -$618K -19,509 -25%
BNP Paribas Financial Markets
58
BNP Paribas Financial Markets
France
$1.81M +$1.48M +46,765 +419%
WA
59
WealthTrust-Arizona
Arizona
$1.74M +$14.7K +463 +0.8%
Bank of New York Mellon
60
Bank of New York Mellon
New York
$1.7M +$1.51M +47,556 +678%
WA
61
WFG Advisors
Texas
$1.68M +$1.49M +47,172 +698%
SC
62
Scotia Capital
Ontario, Canada
$1.62M +$780K +24,633 +90%
FAAS
63
First Allied Advisory Services
California
$1.58M -$648K -20,468 -29%
LPT
64
Legacy Private Trust
Wisconsin
$1.53M -$72.7K -2,296 -4%
Deutsche Bank
65
Deutsche Bank
Germany
$1.43M +$462K +14,592 +47%
Fiera Capital (Canada)
66
Fiera Capital (Canada)
Quebec, Canada
$1.4M +$63.3K +2,000 +5%
Bank of Montreal
67
Bank of Montreal
Ontario, Canada
$1.18M +$180K +5,689 +18%
PI
68
Placemark Investments
Illinois
$1.18M -$2.23M -70,321 -65%
LTFS
69
Ladenburg Thalmann Financial Services
Florida
$1.12M -$226K -7,144 -17%
WIC
70
Woodmont Investment Counsel
Tennessee
$1.11M +$180K +5,700 +19%
BB
71
Bell Bank
North Dakota
$1.07M +$1.08M +34,175 New
IH
72
IFC Holdings
Florida
$1.01M -$4.2M -132,619 -80%
BFEC
73
Benjamin F. Edwards & Company
Missouri
$993K -$39.6K -1,252 -4%
DADC
74
D.A. Davidson & Co
Montana
$938K +$16.8K +530 +2%
JMPWA
75
JP Morgan Private Wealth Advisors
California
$911K

SPLV Hedge Fund Activity: Q3 2013 in Review

142 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Invesco S&P 500 Low Volatility ETF (SPLV) for Q3 2013, worth a combined $1.25B — down 35% from $1.92B a quarter earlier.

Fund positioning in SPLV was balanced in Q3 2013: 21 funds opened new positions, 21 closed out, 48 added to existing stakes and 54 trimmed.

The largest buyer was HSBC Holdings, adding an estimated $212M. The largest seller was RiverFront Investment Group, exiting entirely with an estimated $51.2M sold.

  • 142 institutional investors held Invesco S&P 500 Low Volatility ETF (SPLV) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $1.25B of Invesco S&P 500 Low Volatility ETF stock for Q3 2013, down 35% quarter-over-quarter.
  • 21 funds opened new Invesco S&P 500 Low Volatility ETF positions in Q3 2013 and 21 closed out, a net change of 0 holders.
  • The largest Invesco S&P 500 Low Volatility ETF buyer in Q3 2013 was HSBC Holdings, an estimated $212M added.
  • The largest Invesco S&P 500 Low Volatility ETF seller in Q3 2013 was RiverFront Investment Group, an estimated $51.2M sold.

Based on aggregated 13F filings for Q3 2013.