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Invesco S&P 500 Low Volatility ETF

142 hedge funds and large institutions have $1.25B invested in Invesco S&P 500 Low Volatility ETF in 2013 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 48 increasing their positions, 54 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more funds holding in top 10

Funds holding in top 10: 1112 (+1)

1.99% more ownership

Funds ownership: 42.96%44.94% (+2%)

0% more funds holding

Funds holding: 142142 (0)

0% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 21

11% less repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 54

35% less capital invested

Capital invested by funds: $1.92B → $1.25B (-$670M)

92% less call options, than puts

Call options by funds: $362K | Put options by funds: $4.41M

Holders
142
Holders Change
Holders Change %
0%
% of All Funds
4.6%
Holding in Top 10
12
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+9.09%
% of All Funds
0.39%
New
21
Increased
48
Reduced
54
Closed
21
Calls
$362K
Puts
$4.41M
Net Calls
-$4.05M
Net Calls Change
+$194M
Name Holding Trade Value Shares
Change
Change in
Stake
JWM
26
Jacobus Wealth Management
Wisconsin
$7.77M -$158K -4,985 -2%
TRCT
27
Tower Research Capital (TRC)
New York
$7.7M +$6.74M +212,784 +623%
PNC Financial Services Group
28
PNC Financial Services Group
Pennsylvania
$7.43M -$112K -3,548 -1%
NFG
29
Nadler Financial Group
Illinois
$6.97M -$221K -6,978 -3%
AIG
30
American International Group
New York
$6.32M +$67.2K +2,123 +1%
Citigroup
31
Citigroup
New York
$6.22M -$7.81M -246,660 -55%
3AM
32
3D Asset Management
Connecticut
$5.84M -$50M -1,578,502 -89%
FAG
33
Financial Advisory Group
Texas
$5.75M -$1.1M -34,587 -16%
MFS
34
MSI Financial Services
Massachusetts
$5.63M +$249K +7,872 +5%
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$5.32M +$323K +10,201 +6%
Fifth Third Bancorp
36
Fifth Third Bancorp
Ohio
$5.3M -$75.3K -2,379 -1%
SC
37
SouthState Corp
Florida
$4.62M -$2.96M -93,520 -39%
Janney Montgomery Scott
38
Janney Montgomery Scott
Pennsylvania
$4.38M +$4.44M +140,293 New
MIU
39
Man Investments (UK)
United Kingdom
$4.19M +$4.26M +134,422 New
JP Morgan Chase
40
JP Morgan Chase
New York
$4.12M +$1.35M +42,733 +48%
PFS
41
Prospera Financial Services
Texas
$4.04M +$1.34M +42,247 +49%
B
42
Baird
Wisconsin
$3.98M -$617K -19,481 -13%
BPB
43
Badgley, Phelps & Bell
Washington
$3.91M -$85.4K -2,697 -2%
NPC
44
National Planning Corporation
California
$3.77M +$540K +17,058 +17%
William Blair & Company
45
William Blair & Company
Illinois
$3.43M -$41.4K -1,307 -1%
HighTower Advisors
46
HighTower Advisors
Illinois
$3.27M +$309K +9,751 +10%
JWA
47
JFS Wealth Advisors
Pennsylvania
$3.13M +$97.4K +3,075 +3%
Susquehanna International Group
48
Susquehanna International Group
Pennsylvania
$3.1M -$15.8M -498,101 -83%
SI
49
Stephens Inc
Arkansas
$3.08M +$2.71M +85,555 +643%
SNC
50
Stifel Nicolaus & Co
Missouri
$2.91M +$373K +11,793 +14%

SPLV Hedge Fund Activity: Q3 2013 in Review

142 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Invesco S&P 500 Low Volatility ETF (SPLV) for Q3 2013, worth a combined $1.25B — down 35% from $1.92B a quarter earlier.

Fund positioning in SPLV was balanced in Q3 2013: 21 funds opened new positions, 21 closed out, 48 added to existing stakes and 54 trimmed.

The largest buyer was HSBC Holdings, adding an estimated $212M. The largest seller was RiverFront Investment Group, exiting entirely with an estimated $51.2M sold.

  • 142 institutional investors held Invesco S&P 500 Low Volatility ETF (SPLV) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $1.25B of Invesco S&P 500 Low Volatility ETF stock for Q3 2013, down 35% quarter-over-quarter.
  • 21 funds opened new Invesco S&P 500 Low Volatility ETF positions in Q3 2013 and 21 closed out, a net change of 0 holders.
  • The largest Invesco S&P 500 Low Volatility ETF buyer in Q3 2013 was HSBC Holdings, an estimated $212M added.
  • The largest Invesco S&P 500 Low Volatility ETF seller in Q3 2013 was RiverFront Investment Group, an estimated $51.2M sold.

Based on aggregated 13F filings for Q3 2013.