|
126
|
Capital Investment Advisory Services
Raleigh,
North Carolina
|
$1K
|
–
|
–
|
–
|
|
|
127
|
Parallel Advisors
San Francisco,
California
|
$1K
|
+$725
|
+26
|
New
|
|
|
128
|
Wolverine Trading
Chicago,
Illinois
|
–
|
-$2.14M
|
-77,002
|
Closed
|
|
|
129
|
Centaurus Financial
Anaheim,
California
|
–
|
-$994K
|
-35,712
|
Closed
|
|
|
130
|
AGF Investments Inc
Toronto,
Ontario, Canada
|
–
|
-$825K
|
-29,616
|
Closed
|
|
|
131
|
LVW Advisors
Pittsford,
New York
|
–
|
-$508K
|
-18,264
|
Closed
|
|
|
132
|
Financial Consulate
Hunt Valley,
Maryland
|
–
|
-$498K
|
-17,872
|
Closed
|
|
|
133
|
HSBC Holdings
London,
United Kingdom
|
–
|
-$473K
|
-17,000
|
Closed
|
|
|
134
|
Thoroughbred Financial Services
Brentwood,
Tennessee
|
–
|
-$371K
|
-13,330
|
Closed
|
|
|
135
|
WealthSource Partners
San Luis Obispo,
California
|
–
|
-$244K
|
-8,748
|
Closed
|
|
|
136
|
Sigma Planning Corp
Ann Arbor,
Michigan
|
–
|
-$228K
|
-8,172
|
Closed
|
|
|
137
|
Bay Colony Advisors
Concord,
Massachusetts
|
–
|
-$223K
|
-8,002
|
Closed
|
|
|
138
|
Cetera Advisors
Denver,
Colorado
|
–
|
-$142K
|
-5,110
|
Closed
|
|
|
139
|
US Bancorp
Minneapolis,
Minnesota
|
–
|
-$132K
|
-4,740
|
Closed
|
|
|
140
|
C.M. Bidwell & Associates
Honolulu,
Hawaii
|
–
|
-$50K
|
-1,800
|
Closed
|
|
|
141
|
First Hawaiian Bank
Honolulu,
Hawaii
|
–
|
-$50K
|
-1,800
|
Closed
|
|
|
142
|
Focused Wealth Management
Newburgh,
New York
|
–
|
-$44.7K
|
-1,604
|
-100%
|
|
|
143
|
North Star Investment Management
Chicago,
Illinois
|
–
|
-$34K
|
-1,220
|
Closed
|
|
|
144
|
SeaCrest Wealth Management
Purchase,
New York
|
–
|
-$28K
|
-1,000
|
Closed
|
|
|
145
|
Ameritas Investment Company
Lincoln,
Nebraska
|
–
|
-$20K
|
-736
|
Closed
|
|
|
146
|
Semmax Financial Advisors
Winston Salem,
North Carolina
|
–
|
-$17K
|
-608
|
Closed
|
|
|
147
|
Knuff & Co
Foster City,
California
|
–
|
-$7K
|
-252
|
Closed
|
|
|
148
|
Vectors Research Management
New York
|
–
|
-$1K
|
-28
|
Closed
|
|
|
149
|
|
–
|
+$335
|
+12
|
New
|
|
