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S&P Global
SPGI

Name Holding Trade Value Shares
Change 		Change in
Stake
NPC
701
National Planning Corporation
California
– -$239K -1,908 Closed
FTIOP
702
Fiduciary Trust International of Pennsylvania
Pennsylvania
– -$234K -1,850 Closed
AAM
703
Aureus Asset Management
Massachusetts
– -$219K -1,734 Closed
DG
704
Davidson & Garrard
Virginia
– -$219K -1,734 Closed
PVWM
705
Point View Wealth Management
New Jersey
– -$219K -1,733 Closed
DJSG
706
D.J. St. Germain
Massachusetts
– -$215K -1,700 Closed
CAN
707
Cetera Advisor Networks
California
– -$214K -1,693 Closed
ECM
708
ETrade Capital Management
Virginia
– -$210K -1,663 Closed
BFS
709
Bradley Foster & Sargent
Connecticut
– -$209K -1,650 Closed
NAM
710
North American Management
Massachusetts
– -$209K -1,650 Closed
EP
711
Edgestream Partners
New Jersey
– -$207K -1,636 Closed
FC
712
FIC Capital
New York
– -$205K -1,620 Closed
BIC
713
Beach Investment Counsel
Pennsylvania
– -$202K -1,600 Closed
CS
714
Cannell & Spears
New York
– -$202K -1,600 Closed
CT
715
Chicago Trust
Illinois
– -$202K -1,600 Closed
ERIM
716
Eagle Ridge Investment Management
Connecticut
– -$202K -1,600 Closed
LA
717
Lau Associates
Delaware
– -$202K -1,600 Closed
WSC
718
Wellington Shields & Co
New York
– -$202K -1,600 Closed
JFA
719
JNBA Financial Advisors
Minnesota
– -$98K -773 Closed
S
720
SignatureFD
Georgia
– -$98K -773 Closed
FMA
721
FNY Managed Accounts
New York
– -$91.3K -721 Closed
WCBA
722
Weaver C. Barksdale & Associates
Tennessee
– -$78K -619 Closed
AWM
723
Avior Wealth Management
Nebraska
– -$63K -500 Closed
PFO
724
Pathstone Family Office
New Jersey
– -$57K -454 Closed
BAM
725
Brave Asset Management
New Jersey
– -$38K -300 Closed
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