|
1001
|
TD Waterhouse Canada
Toronto,
Ontario, Canada
|
$141
|
–
|
–
|
–
|
|
|
1002
|
Tower Research Capital (TRC)
New York
|
$94
|
-$17K
|
-349
|
-99%
|
|
|
1003
|
Activest Wealth Management
Aventure,
Florida
|
$94
|
+$97
|
+2
|
New
|
|
|
1004
|
Dogwood Wealth Management
Lenexa,
Kansas
|
$47
|
–
|
–
|
–
|
|
|
1005
|
Portus Wealth Advisors
Charlotte,
North Carolina
|
$47
|
+$49
|
+1
|
New
|
|
|
1006
|
Manning & Napier Advisors
Fairport,
New York
|
$2
|
–
|
–
|
–
|
|
|
1007
|
3EDGE Asset Management
Naples,
Florida
|
–
|
-$152M
|
-3,253,661
|
Closed
|
|
|
1008
|
Citadel Advisors
Miami,
Florida
|
–
|
-$37.7M
|
-804,351
|
Closed
|
|
|
1009
|
Certior Financial Group
King Of Prussia,
Pennsylvania
|
–
|
-$4.53M
|
-96,772
|
Closed
|
|
|
1010
|
TBH Global Asset Management
Brentwood,
Tennessee
|
–
|
-$3.6M
|
-81,095
|
Closed
|
|
|
1011
|
Echo Wealth Management
Plymouth,
Minnesota
|
–
|
-$2.77M
|
-59,221
|
Closed
|
|
|
1012
|
Callan Family Office
Radnor,
Pennsylvania
|
–
|
-$2.57M
|
-55,001
|
Closed
|
|
|
1013
|
Diversify Advisory Services
Sandy,
Utah
|
–
|
-$2.51M
|
-51,576
|
Closed
|
|
|
1014
|
Bank of Nova Scotia
Toronto,
Ontario, Canada
|
–
|
-$2.35M
|
-50,125
|
Closed
|
|
|
1015
|
|
–
|
-$2M
|
-42,732
|
Closed
|
|
|
1016
|
Strategic Financial Planning
Plano,
Texas
|
–
|
-$1.84M
|
-39,233
|
Closed
|
|
|
1017
|
Matrix Trust Company
Denver,
Colorado
|
–
|
-$1.82M
|
-38,952
|
Closed
|
|
|
1018
|
Runnymede Capital Advisors
Dublin,
Ohio
|
–
|
-$1.7M
|
-36,337
|
Closed
|
|
|
1019
|
TRUE Private Wealth Advisors
Salem,
Oregon
|
–
|
-$1.64M
|
-34,998
|
Closed
|
|
|
1020
|
GK Wealth Management
Reno,
Nevada
|
–
|
-$1.56M
|
-33,254
|
Closed
|
|
|
1021
|
Hilltop Holdings
Dallas,
Texas
|
–
|
-$1.32M
|
-28,251
|
Closed
|
|
|
1022
|
Worth Financial Advisory Group
Charlotte,
North Carolina
|
–
|
-$1.26M
|
-26,845
|
Closed
|
|
|
1023
|
Forthright Family Wealth Advisory
Houston,
Texas
|
–
|
-$1.22M
|
-26,125
|
Closed
|
|
|
1024
|
Prosperity Consulting Group
Owings Mills,
Maryland
|
–
|
-$1.19M
|
-25,435
|
Closed
|
|
|
1025
|
Journey Retirement Planning & Investment Management
Ammon,
Idaho
|
–
|
-$891K
|
-19,044
|
Closed
|
|
