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SPE

Special Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WAM
26
Wealthspire Advisors (Maryland)
Maryland
$23K
Thrivent Financial for Lutherans
27
Thrivent Financial for Lutherans
Minnesota
$14K -$6.07K -507 -30%
TRCT
28
Tower Research Capital (TRC)
New York
$1K -$2.07K -173 -62%
BFM
29
Boothbay Fund Management
New York
-$246K -19,511 Closed
IA
30
IFP Advisors
Florida
-$165K -13,052 Closed
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
-$151K -11,994 Closed
AIG
32
American International Group
New York
-$67.8K -5,668 -100%
Creative Planning
33
Creative Planning
Kansas
-$12K -989 Closed