|
301
|
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
–
|
-$12.3M
|
-465,272
|
Closed
|
|
|
302
|
Outlook Wealth Advisors
Shenandoah,
Texas
|
–
|
-$8.31M
|
-314,060
|
Closed
|
|
|
303
|
Confluence Investment Management
St. Louis,
Missouri
|
–
|
-$7.09M
|
-268,248
|
Closed
|
|
|
304
|
Global Retirement Partners
San Rafael,
California
|
–
|
-$2.8M
|
-105,823
|
Closed
|
|
|
305
|
Personal Financial Consultants
Lafayette,
California
|
–
|
-$1.85M
|
-70,149
|
Closed
|
|
|
306
|
Weatherstone Capital Management
Denver,
Colorado
|
–
|
-$1.63M
|
-53,046
|
Closed
|
|
|
307
|
Rowland Carmichael Advisors
Scottsdale,
Arizona
|
–
|
-$743K
|
-28,080
|
Closed
|
|
|
308
|
Regal Investment Advisors
Kentwood,
Michigan
|
–
|
-$742K
|
-28,039
|
Closed
|
|
|
309
|
Beacon Pointe Advisors
Newport Beach,
California
|
–
|
-$553K
|
-20,922
|
Closed
|
|
|
310
|
Baird Financial Group
Milwaukee,
Wisconsin
|
–
|
-$494K
|
-18,678
|
Closed
|
|
|
311
|
M&T Bank
Buffalo,
New York
|
–
|
-$463K
|
-17,521
|
Closed
|
|
|
312
|
Two Sigma Securities
New York
|
–
|
-$441K
|
-16,667
|
Closed
|
|
|
313
|
Rossmore Private Capital
Glastonbury,
Connecticut
|
–
|
-$328K
|
-12,415
|
Closed
|
|
|
314
|
|
–
|
-$215K
|
-8,130
|
Closed
|
|
|
315
|
Fort Pitt Capital Group
Pittsburgh,
Pennsylvania
|
–
|
-$211K
|
-7,991
|
Closed
|
|
|
316
|
Tradition Capital Management
Summit,
New Jersey
|
–
|
-$200K
|
-7,570
|
Closed
|
|
|
317
|
Founders Capital Management (Texas)
Houston,
Texas
|
–
|
-$151K
|
-5,715
|
Closed
|
|
|
318
|
Parallax Volatility Advisers
San Francisco,
California
|
–
|
-$93.7K
|
-3,290
|
-100%
|
|
|
319
|
WealthOne
Albany,
New York
|
–
|
-$75K
|
-2,830
|
Closed
|
|
|
320
|
Doyle Wealth Management
St. Petersburg,
Florida
|
–
|
-$45K
|
-1,701
|
Closed
|
|
|
321
|
Kings Point Capital Management
Great Neck,
New York
|
–
|
-$34K
|
-1,300
|
Closed
|
|
|
322
|
TCI Wealth Advisors
Tucson,
Arizona
|
–
|
-$29K
|
-1,112
|
Closed
|
|
|
323
|
Asset Dedication LLC
San Francisco,
California
|
–
|
-$27K
|
-1,022
|
Closed
|
|
|
324
|
Next Financial Group
Houston,
Texas
|
–
|
-$15K
|
-564
|
Closed
|
|
|
325
|
First PREMIER Bank
Sioux Falls,
South Dakota
|
–
|
-$7K
|
-263
|
Closed
|
|
