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Sony
SONY

167 hedge funds and large institutions have $954M invested in Sony in 2013 Q4 according to their latest regulatory filings, with 43 funds opening new positions, 62 increasing their positions, 36 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more repeat investments, than reductions

Existing positions increased: 62 | Existing positions reduced: 36

39% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 31

8% more funds holding

Funds holding: 155 → 167 (+12)

0.14% more ownership

Funds ownership: 27.17% → 27.31% (+0.14%)

20% less capital invested

Capital invested by funds: $1.19B → $954M (-$235M)

61% less call options, than puts

Call options by funds: $53.8M | Put options by funds: $139M

Holders
167
Holders Change
+12
Holders Change %
+7.74%
% of All Funds
4.85%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.06%
New
43
Increased
62
Reduced
36
Closed
31
Calls
$53.8M
Puts
$139M
Net Calls
-$85.4M
Net Calls Change
-$8.22M

Top Buyers

Rank Fund Capital Flow
1
GI
GAMCO Investors
Connecticut
+$21.9M
2
TCSAM
Tyrus Capital S.A.M.
Monaco
+$19.5M
3
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$16.3M
4
Two Sigma Investments
Two Sigma Investments
New York
+$15.1M
5
HT
HAP Trading
New York
+$13.9M

Top Sellers

Rank Fund Capital Flow
1
Fidelity Investments
Fidelity Investments
Massachusetts
-$70.6M
2
YCMGA
York Capital Management Global Advisors
New York
-$27.4M
3
Alkeon Capital Management
Alkeon Capital Management
New York
-$24.5M
4
IIM
Ivory Investment Management
New York
-$12.5M
5
BTS
BB&T Securities
Virginia
-$10M
Name Holding Trade Value Shares
Change 		Change in
Stake
DAM
151
Delta Asset Management
Tennessee
$4K – – –
LWA
152
Lenox Wealth Advisors
New York
$3K – – –
WT
153
Whittier Trust
California
$3K – – –
AA
154
Apriem Advisors
California
$3K +$1.85K +500 +100%
FNBT
155
FineMark National Bank & Trust
Florida
$2K – – –
SNT
156
Security National Trust
West Virginia
$2K – – –
CFG
157
CKW Financial Group
Hawaii
$2K +$1.85K +500 New
HF
158
Hoxton Financial
West Virginia
$2K +$1.85K +500 New
FHA
159
First Horizon Advisors
Tennessee
$1K -$1.7K -460 -43%
FMII
160
Farmers & Merchants Investments Inc
Nebraska
$1K – – –
JT
161
Jump Trading
Illinois
$1K +$1.48K +400 New
IIM
162
Ivory Investment Management
New York
– -$12.5M -2,903,715 Closed
MCM
163
Mason Capital Management
New York
– -$9.59M -2,228,205 Closed
SCI
164
Seneca Capital Investments
New York
– -$4.3M -1,000,000 Closed
HJGA
165
Hardman Johnston Global Advisors
Connecticut
– -$4.28M -994,450 Closed
PSAMP
166
P. Schoenfeld Asset Management (PSAM)
New York
– -$4.11M -953,940 Closed
ECM
167
Empire Capital Management
Connecticut
– -$3.77M -875,000 Closed
OAM
168
Oxford Asset Management
United Kingdom
– -$3.21M -746,215 Closed
NAM
169
NorthCoast Asset Management
Connecticut
– -$1.64M -381,545 Closed
BTS
170
BB&T Securities
Virginia
– -$10M -233,000 Closed
ACM
171
Advent Capital Management
New York
– -$880K -204,430 Closed
DC
172
Deere & Company
Illinois
– -$865K -200,895 Closed
NIP
173
Nicholas Investment Partners
California
– -$829K -192,720 Closed
MCG
174
Meru Capital Group
New York
– -$706K -163,975 Closed
NCCM
175
Nine Chapters Capital Management
New Jersey
– -$697K -162,000 Closed
4 5 6
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SONY Hedge Fund Activity: Q4 2013 in Review

167 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Sony (SONY) for Q4 2013, worth a combined $954M — down 20% from $1.19B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new SONY positions and 31 closed out — a net gain of 12 holders — while 62 added to existing stakes and 36 trimmed.

The largest buyer was GAMCO Investors, adding an estimated $21.9M. The largest seller was Fidelity Investments, cutting an estimated $70.6M.

  • 167 institutional investors held Sony (SONY) as of Q4 2013, up from 155 in Q3 2013.
  • Funds reported $954M of Sony stock for Q4 2013, down 20% quarter-over-quarter.
  • 43 funds opened new Sony positions in Q4 2013 and 31 closed out, a net change of +12 holders.
  • The largest Sony buyer in Q4 2013 was GAMCO Investors, an estimated $21.9M added.
  • The largest Sony seller in Q4 2013 was Fidelity Investments, an estimated $70.6M sold.

Based on aggregated 13F filings for Q4 2013.