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Sony
SONY

167 hedge funds and large institutions have $954M invested in Sony in 2013 Q4 according to their latest regulatory filings, with 43 funds opening new positions, 62 increasing their positions, 36 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more repeat investments, than reductions

Existing positions increased: 62 | Existing positions reduced: 36

39% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 31

8% more funds holding

Funds holding: 155 → 167 (+12)

0.14% more ownership

Funds ownership: 27.17% → 27.31% (+0.14%)

20% less capital invested

Capital invested by funds: $1.19B → $954M (-$235M)

61% less call options, than puts

Call options by funds: $53.8M | Put options by funds: $139M

Holders
167
Holders Change
+12
Holders Change %
+7.74%
% of All Funds
4.85%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.06%
New
43
Increased
62
Reduced
36
Closed
31
Calls
$53.8M
Puts
$139M
Net Calls
-$85.4M
Net Calls Change
-$8.22M

Top Buyers

Rank Fund Capital Flow
1
GI
GAMCO Investors
Connecticut
+$21.9M
2
TCSAM
Tyrus Capital S.A.M.
Monaco
+$19.5M
3
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$16.3M
4
Two Sigma Investments
Two Sigma Investments
New York
+$15.1M
5
HT
HAP Trading
New York
+$13.9M

Top Sellers

Rank Fund Capital Flow
1
Fidelity Investments
Fidelity Investments
Massachusetts
-$70.6M
2
YCMGA
York Capital Management Global Advisors
New York
-$27.4M
3
Alkeon Capital Management
Alkeon Capital Management
New York
-$24.5M
4
IIM
Ivory Investment Management
New York
-$12.5M
5
BTS
BB&T Securities
Virginia
-$10M
Name Holding Trade Value Shares
Change 		Change in
Stake
WAM
76
Wolverine Asset Management
Illinois
$636K +$220K +59,500 +48%
TRCT
77
Tower Research Capital (TRC)
New York
$608K +$648K +175,410 +35,082%
CA
78
Commerzbank Aktiengesellschaft
Germany
$598K +$524K +141,680 +295%
Geode Capital Management
79
Geode Capital Management
Massachusetts
$594K +$635K +171,945 New
FNYS
80
First New York Securities
New York
$588K +$628K +170,000 New
DCM
81
Dynamic Capital Management
Jersey
$572K -$48.7K -13,180 -7%
SCM
82
Segantii Capital Management
Hong Kong
$558K +$593K +160,500 New
CIM
83
Calvert Investment Management
Maryland
$545K -$107K -28,925 -16%
FCI
84
Financial Counselors Inc
Kansas
$531K -$5.82K -1,575 -1%
BCM
85
Bourgeon Capital Management
Connecticut
$531K +$364K +98,500 +179%
RHBC
86
R.H. Bluestein & Co
Michigan
$519K -$277K -75,000 -33%
ANI
87
American National Insurance
Texas
$484K – – –
GH
88
GAM Holding
Switzerland
$484K +$333K +90,000 +180%
Ameriprise
89
Ameriprise
Minnesota
$457K -$109K -29,485 -18%
CC
90
CQS Cayman
Cayman Islands
$448K +$479K +129,500 New
GPC
91
Glacier Peak Capital
Washington
$432K +$462K +125,000 New
NA
92
Navellier & Associates
Nevada
$410K +$52.8K +14,295 +14%
CAM
93
Columbia Asset Management
Michigan
$390K +$417K +112,900 New
Janney Montgomery Scott
94
Janney Montgomery Scott
Pennsylvania
$389K +$71.2K +19,275 +21%
Jane Street
95
Jane Street
New York
$387K +$241K +65,260 +140%
RFC
96
Russell Frank Company
Washington
$385K -$230K -62,105 -34%
SAG
97
Sterne Agee Group
Alabama
$377K +$403K +109,035 New
OC
98
Oppenheimer & Co
New York
$370K +$125K +33,700 +46%
Mirae Asset Global Investments
99
Mirae Asset Global Investments
South Korea
$362K -$68.4K -18,500 -15%
IG
100
ING Group
Netherlands
$356K +$42.9K +11,605 +13%
2 3
4
5 6

SONY Hedge Fund Activity: Q4 2013 in Review

167 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Sony (SONY) for Q4 2013, worth a combined $954M — down 20% from $1.19B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new SONY positions and 31 closed out — a net gain of 12 holders — while 62 added to existing stakes and 36 trimmed.

The largest buyer was GAMCO Investors, adding an estimated $21.9M. The largest seller was Fidelity Investments, cutting an estimated $70.6M.

  • 167 institutional investors held Sony (SONY) as of Q4 2013, up from 155 in Q3 2013.
  • Funds reported $954M of Sony stock for Q4 2013, down 20% quarter-over-quarter.
  • 43 funds opened new Sony positions in Q4 2013 and 31 closed out, a net change of +12 holders.
  • The largest Sony buyer in Q4 2013 was GAMCO Investors, an estimated $21.9M added.
  • The largest Sony seller in Q4 2013 was Fidelity Investments, an estimated $70.6M sold.

Based on aggregated 13F filings for Q4 2013.