|
101
|
Concourse Financial Group Securities
Birmingham,
Alabama
|
$10K
|
–
|
–
|
–
|
|
|
102
|
Ellis Investment Partners
Berwyn,
Pennsylvania
|
$8K
|
–
|
–
|
–
|
|
|
103
|
|
$7K
|
-$15.9K
|
-532
|
-68%
|
|
|
104
|
Sowell Financial Services
North Little Rock,
Arkansas
|
$6K
|
-$36.8K
|
-1,231
|
-86%
|
|
|
105
|
CX Institutional
Auburn,
Indiana
|
$6K
|
-$12.5K
|
-419
|
-66%
|
|
|
106
|
Westside Investment Management
Santa Monica,
California
|
$10
|
-$14.9K
|
-500
|
-59%
|
|
|
107
|
Clear Creek Financial Management
Silverdale,
Washington
|
–
|
-$3.44M
|
-118,844
|
Closed
|
|
|
108
|
Level Four Advisory Services
Dallas,
Texas
|
–
|
-$1.26M
|
-43,269
|
Closed
|
|
|
109
|
Allianz Asset Management
Munich,
Germany
|
–
|
-$633K
|
-21,835
|
Closed
|
|
|
110
|
Western Wealth Management
Golden,
Colorado
|
–
|
-$208K
|
-7,159
|
Closed
|
|
|
111
|
US Bancorp
Minneapolis,
Minnesota
|
–
|
-$48K
|
-1,648
|
Closed
|
|
|
112
|
Global Retirement Partners
San Rafael,
California
|
–
|
-$29K
|
-1,012
|
Closed
|
|
|
113
|
Ranch Capital Advisors
Sarasota,
Florida
|
–
|
-$8K
|
-286
|
Closed
|
|
|
114
|
Fidelity Investments
Boston,
Massachusetts
|
–
|
-$5K
|
-158
|
Closed
|
|
|
115
|
TrustCore Financial Services
Brentwood,
Tennessee
|
–
|
-$2K
|
-77
|
Closed
|
|
|
116
|
Orion Portfolio Solutions
Omaha,
Nebraska
|
–
|
-$2K
|
-70
|
Closed
|
|
